Regulatory Alert
MIAX Options
April 06, 2018 | 02:56 PM
MIAX Options - Market for Underlying Security Used for Openings for Newly Listed Option Class SPOT Effective Monday, April 9, 2018
MIAX Options Regulatory Circular 2018-22 identifies the newly listed option class Spotify Technology S.A. (SPOT) that will start trading on MIAX Options beginning Monday, April 9, 2018, and, as set forth in MIAX Options Rule 503(d), MIAX Options shall use the New York Stock Exchange (NYSE) as the “market for the underlying security” for purposes of Openings on the Exchange.
Please direct any regulatory questions to Regulatory@miaxglobal.com or (609) 897-7309.