Alerts

filter

MIAX Options and MIAX PEARL Delisting Alert: Rice Energy Inc. (RICE)

Rice Energy Inc. (RICE) will be de-listed from the MIAX Options and MIAX PEARL Exchanges effective on Tuesday, November 14, 2017.

All GTC orders resting on the MIAX order books in RICE will be canceled at the close of business on Monday, November 13, 2017. 

Details about the Rice Energy Inc. (RICE) merger are provided in the attached OCC memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

RICE Merger 42120

SEE FULL PAGE

MIAX Options and MIAX PEARL Listing Alert: Series made Non-Tradable in ATUS

The option series listed below will no longer be available for trading on the MIAX Options and MIAX PEARL Exchanges effective before the opening of business today, Monday, November 13, 2017.
 
ATUS  Jan 18, 2019    17.5

All GTC orders will be canceled.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

SEE FULL PAGE

Update - MIAX Options Listing Alert: New Listings for 11/13/2017

The following 2 option classes as had been earlier reported will not be begin trading on the MIAX Options Exchange on Monday, November 13, 2017.
  • Tonix Pharmaceuticals Holding Corp  (TNXP)
  • UMH Properties Inc  (UMH)

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.
 

SEE FULL PAGE

Update - MIAX PEARL Listing Alert: New Listings for 11/13/2017

The following 2 option classes as had been earlier reported will not be begin trading on the MIAX PEARL Exchange on Monday, November 13, 2017.
  • Tonix Pharmaceuticals Holding Corp  (TNXP)
  • UMH Properties Inc  (UMH)

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.
 

SEE FULL PAGE

MIAX Options and MIAX PEARL Corporate Action Alert: Natural Health Trends Corporation (NHTC)

Natural Health Trends Corporation (NHTC) has announced a cash dividend.  Associated strike price adjustments will become effective on Monday, November 13, 2017.  NHTC options will continue to trade without interruption on the MIAX Options and MIAX PEARL Exchanges.

All GTC orders resting on the MIAX order books in NHTC will be canceled at the close of business on Friday, November 10, 2017.

Additional details about the Natural Health Trends Corporation (NHTC) dividend are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.
 

NHTC dividend 42087

SEE FULL PAGE

MIAX Options and MIAX PEARL Corporate Action Alert: Credicorp Ltd. (BAP)

Credicorp Ltd. (BAP) has announced a distribution that is effective on Monday, November 13, 2017. On that date, the current BAP option class will change to BAP1. The MIAX Options and MIAX PEARL Exchanges will not list BAP1 options. Therefore, no options on BAP will be available for trading on the MIAX Options and MIAX PEARL Exchanges on Monday, November 13, 2017.  Credicorp Ltd. (BAP) will resume trading on the MIAX Options and MIAX PEARL Exchanges on Tuesday, November 14, 2017.

All GTC orders resting on the MIAX order books in BAP will be canceled at the close of business on Friday, November 10, 2017.

Additional details about the Credicorp Ltd. (BAP) distribution are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308. 
 

BAP dividend 42116

SEE FULL PAGE

Market for Underlying Security Used for Openings on MIAX Options for Newly Listed Option Classes Effective Monday, November 13, 2017

MIAX Options Regulatory Circular 2017-56 identifies newly listed option classes that will start trading on MIAX Options beginning Monday, November 13, 2017, and, as set forth in MIAX Options Rule 503(d), MIAX Options shall use the exchange identified in the circular as the “market for the underlying security” for purposes of Openings on the Exchange.

Please direct any regulatory questions to Regulatory@MIAXOptions.com or (609) 897-7309.

SEE FULL PAGE

MIAX Options and MIAX PEARL Listing Alert: Series made Non-Tradable in SOXL and TREE

The option series listed below will no longer be available for trading on the MIAX Options and MIAX PEARL Exchanges effective before the opening of business today, Friday, November 10, 2017.
 
SOXL  Nov 17, 2017     184.00
SOXL  Nov 17, 2017     185.00
SOXL  Nov 17, 2017     186.00
SOXL  Dec 15, 2017     205.00
SOXL  Jan  19, 2018     225.00

TREE  Dec 15, 2017     350.00

All GTC orders will be canceled.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

SEE FULL PAGE

MIAX Options: PLMM Assignments for November 10, 2017

Please be advised that the Primary Lead Market Maker (PLMM) role in the option classes listed below will be re-assigned to the following firms effective for trading Friday, November 10, 2017.
  • AGILENT TECHNOLOGIES INC.  (A) - Two Sigma Securities, LLC
  • ALCOA Corporation  (AA) - Morgan Stanley
  • Axcelis Technologies Inc.  (ACLS) - Susquehanna Securities
  • ADOBE SYSTEMS INC.  (ADBE) - Wolverine Trading, LLC
  • AMERICAN EAGLE OUTFITTERS, INC.  (AEO) - Wolverine Trading, LLC
  • AETNA INC.  (AET) - Barclays Capital Inc.
  • First Majestic Silver Corp  (AG) - Morgan Stanley
  • AMERICAN CAPITAL AGENCY CORPORATION  (AGNC) - Two Sigma Securities, LLC
  • AK STEEL HOLDING CORPORATION  (AKS) - Wolverine Trading, LLC
  • ALASKA AIR GROUP INC  (ALK) - Morgan Stanley
  • ADVANCED MICRO DEVICES, INC.  (AMD) - Wolverine Trading, LLC
  • AMERIPRISE FINANCIAL INC  (AMP) - Barclays Capital Inc.
  • Arista Networks Inc  (ANET) - Morgan Stanley
  • ANTHEM, INC.  (ANTM) - Barclays Capital Inc.
  • Aon plc  (AON) - Susquehanna Securities
  • Ares Capital Corporation  (ARCC) - Wolverine Trading, LLC
  • ARCOS DORADOS HOLDINGS INC. CLA  (ARCO) - Citadel Securities, LLC
  • American Railcar Industries, Inc.  (ARII) - Wolverine Trading, LLC
  • Arconic Inc.  (ARNC) - Wolverine Trading, LLC
  • Autohome Inc.  (ATHM) - Morgan Stanley
  • Allegheny Technologies, Inc.  (ATI) - Citadel Securities, LLC
  • Actuant Corporation  (ATU) - Citadel Securities, LLC
  • ACTIVISION BLIZZARD, INC.  (ATVI) - Morgan Stanley
  • ANGLOGOLD ASHANTI LTD.  (AU) - Susquehanna Securities
  • AMERICAN AXLE & MFG. HLDNGS  (AXL) - Two Sigma Securities, LLC
  • AXIS CAPITAL HOLDINGS LIMITED  (AXS) - Wolverine Trading, LLC
  • ALIBABA GROUP HOLDING LTD  (BABA) - Citadel Securities, LLC
  • BAXTER INTERNATIONAL INC.  (BAX) - Barclays Capital Inc.
  • Blackberry Limited  (BB) - Citadel Securities, LLC
  • BANCO BRADESCO S.A.  (BBD) - Wolverine Trading, LLC
  • BUNGE LIMITED  (BG) - Citadel Securities, LLC
  • Briggs & Stratton Corporation  (BGG) - Morgan Stanley
  • The Buckle, Inc.  (BKE) - Morgan Stanley
  • BALLARD POWER SYSTEMS INC  (BLDP) - Susquehanna Securities
  • Bank of Nova Scotia  (BNS) - Morgan Stanley
  • Bok Financial Corporation  (BOKF) - Susquehanna Securities
  • BUFFALO WILD WINGS INC.  (BWLD) - Susquehanna Securities
  • BEAZER HOMES USA INC.  (BZH) - Citadel Securities, LLC
  • ConAgra Brands, Inc.  (CAG) - Wolverine Trading, LLC
  • THE CHEESECAKE FACTORY  (CAKE) - Susquehanna Securities
  • Cavium, Inc.  (CAVM) - Susquehanna Securities
  • CHICAGO BRIDGE & IRON COMPANY N.V.  (CBI) - Morgan Stanley
  • Cracker Barrel Old Country Store  (CBRL) - Barclays Capital Inc.
  • The Chemours Company  (CC) - Susquehanna Securities
  • Coca-Cola European Partners Plc  (CCE) - Wolverine Trading, LLC
  • CARNIVAL CORPORATION  (CCL) - Morgan Stanley
  • CERNER CORPORATION  (CERN) - Wolverine Trading, LLC
  • CONTINENTAL RESOURCES, INC.  (CLR) - Susquehanna Securities
  • CUMMINS INC.  (CMI) - Barclays Capital Inc.
  • CANADIAN NATURAL RESOURCES LIMITED  (CNQ) - Wolverine Trading, LLC
  • TEUCRIUM COMMODITY TRUST CORN FUND SHARES ETF  (CORN) - Citadel Securities, LLC
  • Crane Co.  (CR) - Susquehanna Securities
  • California Resources Corporation  (CRC) - Morgan Stanley
  • CROCS, INC.  (CROX) - Morgan Stanley
  • Canadian Solar Inc  (CSIQ) - Morgan Stanley
  • CORNERSTONE ONDEMAND, INC.  (CSOD) - Citadel Securities, LLC
  • Commvault Systems Inc  (CVLT) - Wolverine Trading, LLC
  • CVS CAREMARK CORPORATION  (CVS) - Barclays Capital Inc.
  • DIAGEO PLC  (DEO) - Barclays Capital Inc.
  • DOLLAR TREE, INC.  (DLTR) - Wolverine Trading, LLC
  • DUNKIN' BRANDS GROUP, INC.  (DNKN) - Morgan Stanley
  • NOW, INC.  (DNOW) - Wolverine Trading, LLC
  • DOMINO'S PIZZA INC  (DPZ) - Susquehanna Securities
  • DARDEN RESTAURANTS, INC.  (DRI) - Two Sigma Securities, LLC
  • DSW INC  (DSW) - Wolverine Trading, LLC
  • DTE Energy Company  (DTE) - Morgan Stanley
  • DUKE ENERGY CORPORATION  (DUK) - Morgan Stanley
  • ENCANA CORPORATION  (ECA) - IMC Financial Markets
  • ELDORADO GOLD CORPORATION  (EGO) - Citadel Securities, LLC
  • eHealth, Inc.  (EHTH) - Wolverine Trading, LLC
  • Endologix, Inc.  (ELGX) - Citadel Securities, LLC
  • EMERSON ELECTRIC COMPANY  (EMR) - Susquehanna Securities
  • EnLink Midstream, LLC  (ENLC) - Wolverine Trading, LLC
  • EOG RESOURCES, INC.  (EOG) - Two Sigma Securities, LLC
  • Edgewell Personal Care Company  (EPC) - Citadel Securities, LLC
  • EXPRESS SCRIPTS HOLDING COMPANY  (ESRX) - Citadel Securities, LLC
  • ENTERGY CORPORATION  (ETR) - Susquehanna Securities
  • iShares Canada Index ETF  (EWC) - Two Sigma Securities, LLC
  • ISHARES TAIWAN INDEX ETF  (EWT) - Wolverine Trading, LLC
  • EXELON CORPORATION  (EXC) - Two Sigma Securities, LLC
  • EAGLE MATERIALS INC.  (EXP) - Barclays Capital Inc.
  • Extra Space Storage Inc.  (EXR) - Citadel Securities, LLC
  • FOOT LOCKER, INC.  (FL) - Morgan Stanley
  • SPX FLOW, Inc.  (FLOW) - Citadel Securities, LLC
  • Flowserve Corp.  (FLS) - Two Sigma Securities, LLC
  • 1-800-Flowers.com Inc.  (FLWS) - Wolverine Trading, LLC
  • FMC CORPORATION  (FMC) - Morgan Stanley
  • TWENTY-FIRST CENTURY FOX, INC.  (FOX) - Two Sigma Securities, LLC
  • Flotek Industries Inc  (FTK) - Wolverine Trading, LLC
  • CurrencyShares Australian Dollar Trust  (FXA) - Susquehanna Securities
  • CurrencyShares British Pound Sterling Trust  (FXB) - Susquehanna Securities
  • ISHARES FTSE CHINA 25 INDEX FUND  (FXI) - IMC Financial Markets
  • CURRENCYSHARES JAPANESE YEN TRUST  (FXY) - Susquehanna Securities
  • Green Dot Corporation  (GDOT) - Citadel Securities, LLC
  • MARKET VECTORS JUNIOR GOLD MINERS ETF  (GDXJ) - IMC Financial Markets
  • GENERAL ELECTRIC COMPANY  (GE) - Susquehanna Securities
  • GOLD FIELDS LTD.  (GFI) - Wolverine Trading, LLC
  • GOLDCORP INC.  (GG) - Morgan Stanley
  • GERDAU S.A.   (GGB) - Wolverine Trading, LLC
  • Generac Holdings Inc  (GNRC) - Two Sigma Securities, LLC
  • GENTEX CORP.  (GNTX) - Citadel Securities, LLC
  • Graphic Packaging Holding Company  (GPK) - Citadel Securities, LLC
  • GOODYEAR TIRE & RUBBER COMPANY  (GT) - Citadel Securities, LLC
  • Gray Television, Inc.  (GTN) - Citadel Securities, LLC
  • GRAINGER, W.W. INC.  (GWW) - Wolverine Trading, LLC
  • HALLIBURTON COMPANY  (HAL) - Susquehanna Securities
  • WisdomTree Europe Hedged Equity Fund  (HEDJ) - Citadel Securities, LLC
  • HECLA MINING COMPANY  (HL) - IMC Financial Markets
  • Houghton Mifflin Harcourt Co.  (HMHC) - Wolverine Trading, LLC
  • HARMONY GOLD MINING COMPANY LIMITED  (HMY) - Citadel Securities, LLC
  • Hollysys Automation Technologies Ltd.  (HOLI) - Citadel Securities, LLC
  • HONEYWELL INTERNATIONAL INC.  (HON) - Barclays Capital Inc.
  • HealthEquity, Inc.  (HQY) - Wolverine Trading, LLC
  • Heron Therapeutics, Inc.    (HRTX) - Citadel Securities, LLC
  • IAC/InterActiveCorp  (IAC) - Susquehanna Securities
  • INTEL CORPORATION  (INTC) - IMC Financial Markets
  • Iovance Biotherapeutics, Inc.  (IOVA) - Susquehanna Securities
  • INGERSOLL-RAND PLC  (IR) - Barclays Capital Inc.
  • ILLINOIS TOOL WORKS INC.  (ITW) - Citadel Securities, LLC
  • KELLOGG COMPANY  (K) - Wolverine Trading, LLC
  • iKang Healthcare Group, Inc.  (KANG) - Barclays Capital Inc.
  • KBR, Inc.  (KBR) - Two Sigma Securities, LLC
  • KINROSS GOLD CORPORATION  (KGC) - Wolverine Trading, LLC
  • The Kraft Heinz Company  (KHC) - Wolverine Trading, LLC
  • LAZARD LTD.  (LAZ) - Morgan Stanley
  • Lear Corporation  (LEA) - Barclays Capital Inc.
  • LENNAR CORPORATION  (LEN) - Susquehanna Securities
  • Lumentum Holdings Inc.  (LITE) - Morgan Stanley
  • L-3 COMMUNICATIONS (dist)  (LLL) - Barclays Capital Inc.
  • LOCKHEED MARTIN CORPORATION  (LMT) - Susquehanna Securities
  • LINCOLN NATIONAL CORPORATION  (LNC) - Barclays Capital Inc.
  • Logitech International S.A.  (LOGI) - Wolverine Trading, LLC
  • iShares iBoxx $ Invst Grade Crp Bond  (LQD) - Wolverine Trading, LLC
  • LYONDELLBASELL INDUSTRIES NV  (LYB) - Barclays Capital Inc.
  • MARRIOTT INTERNATIONAL, INC.  (MAR) - Citadel Securities, LLC
  • iShares MSCI China ETF  (MCHI) - Citadel Securities, LLC
  • MCKESSON CORPORATION  (MCK) - Susquehanna Securities
  • MCDERMOTT INTRNATIONAL INC  (MDR) - Wolverine Trading, LLC
  • Allscripts Healthcare Solutions, Inc.  (MDRX) - Two Sigma Securities, LLC
  • MEDTRONIC, INC.  (MDT) - Susquehanna Securities
  • MANULIFE FINANCIAL CORPORATION  (MFC) - Two Sigma Securities, LLC
  • Magna International Inc.  (MGA) - Morgan Stanley
  • Macquarie Infrastructure Company Trust  (MIC) - Susquehanna Securities
  • M & T BANK CORP  (MTB) - Two Sigma Securities, LLC
  • MERITAGE HOMES CORPORATION  (MTH) - Wolverine Trading, LLC
  • Vail Resorts, Inc.  (MTN) - Susquehanna Securities
  • MURPHY OIL CORPORATION  (MUR) - Two Sigma Securities, LLC
  • NextEra Energy, Inc.  (NEE) - Morgan Stanley
  • ANNALY CAPITAL MANAGEMENT, INC.  (NLY) - Two Sigma Securities, LLC
  • NOKIA CORPORATION  (NOK) - Citadel Securities, LLC
  • NQ Mobile Inc.  (NQ) - Citadel Securities, LLC
  • NORTHERN TRUST CORPORATIO  (NTRS) - Susquehanna Securities
  • InVivo Therapeutics Holdings Corp.  (NVIV) - Citadel Securities, LLC
  • NEW YORK COMM. BANCORP  (NYCB) - Two Sigma Securities, LLC
  • Orbital ATK, Inc.  (OA) - Susquehanna Securities
  • Old Dominion Freight Line (150 shares)  (ODFL) - Citadel Securities, LLC
  • OCEANEERING INTERNATIONAL, INC  (OII) - Wolverine Trading, LLC
  • O'REILLY AUTOMOTIVE INC.  (ORLY) - Citadel Securities, LLC
  • Overstock.com, Inc.  (OSTK) - Susquehanna Securities
  • OPEN TEXT CORPORATION  (OTEX) - Wolverine Trading, LLC
  • Bank of the Ozarks, Inc.  (OZRK) - Susquehanna Securities
  • VERIFONE SYSTEMS, INC.  (PAY) - IMC Financial Markets
  • PENN NATIONAL GAMING INC  (PENN) - Citadel Securities, LLC
  • PEPSICO, INC.  (PEP) - Two Sigma Securities, LLC
  • PFIZER INC.  (PFE) - Susquehanna Securities
  • PH CORPORATION  (PHH) - Wolverine Trading, LLC
  • PACKAGING CORP OF AMERICA  (PKG) - Barclays Capital Inc.
  • PILGRIMS PRIDE CORP  (PPC) - Two Sigma Securities, LLC
  • PROTHENA CORPORATION PLC  (PRTA) - Barclays Capital Inc.
  • Party City Holdco Inc.  (PRTY) - Citadel Securities, LLC
  • PVH Corp.  (PVH) - Barclays Capital Inc.
  • QUANTA SERVICES, INC.  (PWR) - Citadel Securities, LLC
  • PRAXAIR, INC  (PX) - Citadel Securities, LLC
  • QEP Resources Inc.  (QEP) - Wolverine Trading, LLC
  • Restaurant Brands International Inc.  (QSR) - Susquehanna Securities
  • Rowan Companies plc  (RDC) - Wolverine Trading, LLC
  • REGIONS FINANCIAL CORPORATION  (RF) - Susquehanna Securities
  • ROCKWELL AUTOMATION  (ROK) - Citadel Securities, LLC
  • RANGE RESOURCES CORPORATION  (RRC) - Morgan Stanley
  • REPUBLIC SERVICES  (RSG) - Citadel Securities, LLC
  • Retrophin, Inc.  (RTRX) - Morgan Stanley
  • Sunrun Inc.  (RUN) - Susquehanna Securities
  • ROYAL BANK OF CANADA  (RY) - Barclays Capital Inc.
  • Rayonier Inc.  (RYN) - Two Sigma Securities, LLC
  • SEARS HOLDINGS CORPORATION  (SHLD) - Wolverine Trading, LLC
  • SIGNET JEWELERS LIMITEDSHS  (SIG) - Two Sigma Securities, LLC
  • J M SMUCKER COMPANY (THE)  (SJM) - Susquehanna Securities
  • Synopsys Inc.  (SNPS) - Wolverine Trading, LLC
  • Sanofi  (SNY) - Barclays Capital Inc.
  • SSR Mining Inc.  (SSRM) - Susquehanna Securities
  • SUNTRUST BANKS, INC.  (STI) - Wolverine Trading, LLC
  • Starwood Property Trust, Inc.  (STWD) - Susquehanna Securities
  • SUNCOR ENERGY INC.  (SU) - Wolverine Trading, LLC
  • Stanley Black & Decker  (SWK) - Susquehanna Securities
  • SKYWORKS SOLUTIONS INC.  (SWKS) - Morgan Stanley
  • SOUTHWESTERN ENERGY COMPANY  (SWN) - Susquehanna Securities
  • SYMANTEC CORPORATION  (SYMC) - Wolverine Trading, LLC
  • SYNAPTICS, INC.  (SYNA) - Citadel Securities, LLC
  • SYSCO CORPORATION  (SYY) - Two Sigma Securities, LLC
  • PROSHARES ULTRASHORT 20+ YEAR TREASURY  (TBT) - Two Sigma Securities, LLC
  • Teradata Corp.  (TDC) - Barclays Capital Inc.
  • TERADYNE,INC  (TER) - Wolverine Trading, LLC
  • Textainer Group Holdings Limited  (TGH) - Citadel Securities, LLC
  • TEGNA, Inc.  (TGNA) - Citadel Securities, LLC
  • TENET HEALTHCARE CORP (25 shrs)  (THC) - Citadel Securities, LLC
  • ISHARES BARCLAYS 20+ YEAR TREAS BOND  (TLT) - Morgan Stanley
  • Tapestry, Inc.  (TPR) - Wolverine Trading, LLC
  • TRINITY INDUSTRIES INC.  (TRN) - Wolverine Trading, LLC
  • TRACTOR SUPPLY COMPANY  (TSCO) - Morgan Stanley
  • Tivity Health, Inc.  (TVTY) - Citadel Securities, LLC
  • UGI Corporation  (UGI) - Wolverine Trading, LLC
  • UNISYS CORPORATION  (UIS) - Morgan Stanley
  • U.S. BANCORP  (USB) - Two Sigma Securities, LLC
  • POWERSHARES DB US DOLLAR INDEX BULLISH  (UUP) - IMC Financial Markets
  • VEECO INSTRUMENTS  (VECO) - Wolverine Trading, LLC
  • VF CORPORATION  (VFC) - Wolverine Trading, LLC
  • VOXELJET AG  (VJET) - Citadel Securities, LLC
  • VMWARE, INC.  (VMW) - Morgan Stanley
  • Vantiv, Inc.  (VNTV) - Citadel Securities, LLC
  • Vanguard S&P 500 ETF  (VOO) - Morgan Stanley
  • VERISIGN, INC.  (VRSN) - Barclays Capital Inc.
  • IPATH S&P 500 VIX ST FUTURES ETN  (VXX) - Morgan Stanley
  • VERIZON COMMUNICATIONS INC.  (VZ) - Morgan Stanley
  • Walgreens Boots Alliance, Inc.,   (WBA) - Barclays Capital Inc.
  • WISCONSIN ENERGY CORP.  (WEC) - Morgan Stanley
  • TECHNOLOGY SELECT SECTOR SPDR  (XLK) - IMC Financial Markets
  • CONSUMER STAPLES SELECT SECTOR SPDR  (XLP) - IMC Financial Markets
  • HEALTH CARE SELECT SECTOR SPDR  (XLV) - Citadel Securities, LLC
  • CONSUMER DISCRETIONARY SELECT SPDR  (XLY) - Wolverine Trading, LLC
  • SPDR S&P METALS & MINING  (XME) - IMC Financial Markets
  • SPDR S&P RETAIL  (XRT) - IMC Financial Markets
  • ZIONS BANCORP  (ZION) - Susquehanna Securities
Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

SEE FULL PAGE

MIAX Options & MIAX PEARL - Mandatory Usage of Member Firm Portal for Manual Symbol Assignments: February 9, 2018

As previously announced in the MIAX October 23, 2017 Alert, MIAX introduced Member Firm Portal (MFP) functionality to allow MIAX Market Makers to make manual option class symbol assignments.

The MIAX Exchanges will REQUIRE MIAX Options and MIAX PEARL Market Makers to use the MFP to manage their manual option class assignments for both exchanges, on a mandatory basis, effective February 9, 2018, pending SEC approval.   

The MIAX Member Firm Portal provides members with the following functionality:

MIAX Options Exchange
  • LMM and RMM Option Class Assignments must be entered prior to 6:00 PM ET on the day immediately preceding the effective date. 
    • All changes made after 6:00 PM ET on a given day will be effective two trading days later.
    • MIAX Options Primary Lead Market Maker (PLMM) assignments and un-assignments will not be supported via the MFP.   The MIAX Options Listings Department will continue to facilitate PLMM solicitation, assignment and un-assignment.
  • Symbol assignment queries
  • Trade queries
  • Applying same-side clearing corrections
    • Requests for price or size changes and trade adjustments or busts will continue to be submitted to MIAX Regulatory for approval and processing
MIAX PEARL Exchange
  • Option Class Assignments must be entered prior to 6:00 PM ET on the day immediately preceding the effective date. 
    • All changes made after 6:00 PM ET on a given day will be effective two trading days later.
    • MIAX PEARL Market Makers may continue to manage PEARL symbol assignments via the MIAX Express Order (MEO) Interface prior to 9:00 AM of the current trading day.
  • Symbol assignment queries
  • Trade queries
  • Applying same-side clearing corrections
    • Requests for price or size changes and trade adjustments or busts will continue to be submitted to MIAX Regulatory for approval and processing
The MIAX Member Firm Portal is an internet-facing portal which provides self-service functions to member firms.  The MFP will be available at all times except during announced maintenance windows. Individuals requesting Member Firm Portal access must be authorized to act on behalf of their organization.

For further information and to request access to the Member Firm Portal, please contact MIAX Trading Operations at TradingOperations@MIAXOptions.com or (609) 897-7302.

Regulatory questions should be directed to the Regulatory Department at (609) 897-7309 or Regulatory@MIAXOptions.com.

SEE FULL PAGE