Alerts

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MIAX Options & MIAX PEARL - Telephone Service Issues

Please be advised that the MIAX Exchange’s telephone service is currently experiencing an issue with external calls.  Please contact us by using our email addresses until the issues can be resolved.

Trading Operations:
TradingOperations@MIAXOptions.com

Listings:
Listings@MIAXOptions.com

Regulatory:
Regulatory@MIAXOptions.com

All MIAX Options and MIAX PEARL Trading Systems are currently operating normally.

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Rule Change Notice - FINRA Arbitration Rules 12214, 12904, 13214 and 13904

FINRA is proposing to amend FINRA Rules 12214(e)(1) and 12904(g)(5) of the Code of Arbitration Procedure for Customer Disputes and FINRA Rules 13214(e)(1) and 13904(g)(5) of the Code of Arbitration Procedure for Industry Disputes to eliminate the $400 fee for an explained decision. 

In accordance with the incorporation by reference of FINRA’s arbitration rules, MIAX Options is required to inform its Members of rule changes to FINRA’s arbitration rules published by the Securities and Exchange Commission.
 
Please refer to MIAX Options Regulatory Circular 2018-15 for further details.

Questions should be directed to the Regulatory Department at (609) 897-7309 or Regulatory@MIAXOptions.com.

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MIAX Options and MIAX PEARL Delisting Alert: Orexigen Therapeutics, Inc. (OREX)

Orexigen Therapeutics, Inc. (OREX) will be de-listed from the MIAX Options and MIAX PEARL Exchanges effective on Wednesday, March 14, 2018.

All GTC orders resting on the MIAX order books in OREX will be canceled at the close of business on Tuesday, March 13, 2018.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

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MIAX Options and MIAX PEARL Corporate Action Alert: NQ Mobile Inc. (NQ) changes its name and trading symbol to Link Motion Inc. (LKM)

NQ Mobile Inc. (NQ) has announced a name and trading symbol change to Link Motion Inc. (LKM), effective for Wednesday, March 14, 2018.
 
All GTC orders resting on the MIAX order books in NQ will be canceled at the close of business on Tuesday, March 13, 2018.

NOTE: LKM options will trade on Cloud 11 on MIAX Options and on Cloud 5 on MIAX PEARL.

Additional details about the NQ Mobile Inc. (NQ) name and symbol change are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

NQ Symbol Name 42765

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MIAX Options and MIAX PEARL Delisting Alert: XL Group Ltd (XL)

XL Group Ltd (XL) will be de-listed from the MIAX Options and MIAX PEARL Exchanges effective on Tuesday, March 13, 2018.

All GTC orders resting on the MIAX order books in XL will be canceled at the close of business on Monday, March 12, 2018.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

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MIAX Options and MIAX PEARL Corporate Action Alert: QVC Group (QVCA) changes its trading symbol to (QRTEA)

QVC Group (QVCA) has announced a trading symbol change to (QRTEA), effective for Monday, March 12, 2018.
 
All GTC orders resting on the MIAX order books in QVCA will be canceled at the close of business on Friday, March 9, 2018.

NOTE: QRTEA options will continue to trade on Cloud 15 on MIAX Options and on Cloud 7 on MIAX PEARL.

Additional details about the QVC Group (QVCA) symbol change are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

QVCA Symbol 42752

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MIAX Options and MIAX PEARL Corporate Action Alert: Liberty Interactive Corporation series A (LVNTA) changes its name and trading symbol to GCI Liberty, Inc. class A (GLIBA)

Liberty Interactive Corporation series A (LVNTA) has announced a name and trading symbol change to GCI Liberty, Inc. class A (GLIBA), effective for Monday, March 12, 2018.
 
All GTC orders resting on the MIAX order books in LVNTA will be canceled at the close of business on Friday, March 9, 2018.

NOTE: GLIBA options will trade on Cloud 7 on MIAX Options and on Cloud 4 on MIAX PEARL.

Additional details about the Liberty Interactive Corporation series A (LVNTA) symbol change are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

LVNTA Symbol 42750

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MIAX Options and MIAX PEARL Delisting Alert: Cascadian Therapeutics, Inc. (CASC) and Calgon Carbon Corporation (CCC)

Cascadian Therapeutics, Inc. (CASC) and Calgon Carbon Corporation (CCC) will be de-listed from the MIAX Options and MIAX PEARL Exchanges effective on Monday, March 12, 2018.

All GTC orders resting on the MIAX order books in CASC and CCC will be canceled at the close of business on Friday, March 9, 2018.

Details about the Cascadian Therapeutics, Inc. (CASC) and Calgon Carbon Corporation (CCC) mergers are provided in the attached OCC memo.
 
Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

CASC Merger 42745 CCC Merger 42743

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MIAX Options and MIAX PEARL Delisting Alert: GCI Liberty, Inc. (GNCMA)

GCI Liberty, Inc. (GNCMA)  will be de-listed from the MIAX Options and MIAX PEARL Exchanges effective on Friday, March 9, 2018.

All GTC orders resting on the MIAX order books in GNCMA will be canceled at the close of business on Thursday, March 8, 2018.

Details about the GCI Liberty, Inc. (GNCMA) merger are provided in the attached OCC memo.
 
Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

GNCMA Merger 42741

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Amendment to Exchange Rule 402, Criteria for Underlying Securities, to Modify the Criteria for Listing Options on an Underlying Security

MIAX Options has received approval to amend Exchange Rule 402, Criteria for Underlying Securities, to permit the listing of an option on an underlying covered security that has a market price of at least $3.00 per share for the previous three consecutive business days preceding the date on which the Exchange submits a certificate to the Options Clearing Corporation (“OCC”) for listing and trading.

The rule amendment became effective as of Thursday, February 22, 2018, pursuant to a notice issued by the Securities and Exchange Commission (“SEC”).

Please refer to MIAX Options Regulatory Circular 2018-14 for further details.

Regulatory inquiries should be directed to Regulatory@MIAXOptions.com or (609) 897-7309.

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