Rule Filings

As a registered national securities exchange, MIAX is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes.  MIAX is required to post its rule filings on its website within two business days after submission.  Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.



 

File Number: SR MIAX 2015 05
Date Filed:January 27, 2015
Description: Extension of Deadline for the Equity Rights Program Until January 30, 2015
Status: Effective / Approved
View
File Number: SR MIAX 2015 04
Date Filed:January 16, 2015
Description: Amend MIAX Rule 402 to Include Generic Listing Standards for Options on ETFs Based on International or Global Indexes
Status: Pending
Notice of Filing
View
File Number: SR MIAX 2015 03
Amendment No 1
Date Filed:January 08, 2015
Description: Adopt MIAX Rule 519A  Risk Protection Monitor
Status: Pending
Notice of Filing
Federal Register Notice
View
File Number: SR MIAX 2015 02
Date Filed:January 06, 2015
Description: Implement an Equity Rights Program for 2015
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
View

Email Sign-Up

_fpo_tradingfloor_smallSubscribe to receive MIAX Alerts and Notices

Sign-Up Now

MIAX Rulebook Regulatory Forms Rule Filings Regulatory Circulars National Market System Plans Other Rule Filings for Rules Incorporated by Reference Options Penny Pilot Limit Up Limit Down Pilot Reports MIAX Corporate Organization Market Maker Minimum Quote Size Requirements Market Maker Requirements Market Maker Quote Width Requirements
About MIAXMembersTechnologyDataRegulatoryNewsAlerts