Rule Filings

As a registered national securities exchange, MIAX is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes.  MIAX is required to post its rule filings on its website within two business days after submission.  Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.



 

File Number: SR MIAX 2015 30
Date Filed:April 20, 2015
Description: Amend the MIAX Options Fee Schedule to Establish Fees for the MIAX Order Feed ("MOR")
Status: Effective / Approved
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File Number: SR MIAX 2015 29
Date Filed:April 07, 2015
Description: Amend MIAX Rule 500 to Share Member-Designated Risk Settings with the Clearing Member
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
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File Number: SR MIAX 2015 28
Date Filed:April 07, 2015
Description: Establish the MIAX Order Feed 
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
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File Number: SR MIAX 2015 27
Date Filed:April 07, 2015
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
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File Number: SR MIAX 2015 26
Date Filed:March 31, 2015
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program
Status: Withdrawn
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File Number: SR MIAX 2015 25
Date Filed:March 31, 2015
Description: Amend the MIAX Options Fee Schedule Relating to the MEI Port Fees
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2015 24
Date Filed:March 31, 2015
Description: Amend the MIAX Options Fee Schedule Relating to the MIAX Market Maker Trading Permit Fees
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2015 22
Date Filed:March 12, 2015
Description: Amend the MIAX Options Fee Schedule Relating to Testing and Certification Fees
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2015 21
Date Filed:March 11, 2015
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program for PRIME Agency Orders
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2015 20
Date Filed:March 11, 2015
Description: Amend the MIAX Options Fee Schedule Relating to the MIAX Market Maker Sliding Scale for Transaction Fees in Non-Penny Pilot Options Classes
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2015 19
Date Filed:April 13, 2015
Description: Amend MIAX Rule 515 with Respect to QCC Orders and Customer-to-Customer Cross Orders
Status: Pending
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File Number: SR MIAX 2015 18
Date Filed:March 02, 2015
Description: Amend the MIAX Options Fee Schedule Relating to Testing and Certification Fees
Status: Withdrawn
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File Number: SR MIAX 2015 17
Date Filed:March 02, 2015
Description: Amend the MIAX Options Fee Schedule to Delete the Monthly Firm Fee Cap
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2015 16
Date Filed:February 27, 2015
Description: Amend the MIAX Options Fee Schedule Relating to Other Market Participant Transaction Fees
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2015 15
Date Filed:February 27, 2015
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program for PRIME Agency Orders
Status: Withdrawn
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File Number: SR MIAX 2015 14
Date Filed:February 27, 2015
Description: Amend the MIAX Options Fee Schedule Relating to the MIAX Market Maker Sliding Scale for Transaction Fees in Non-Penny Pilot Options Classes
Status: Withdrawn
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File Number: SR MIAX 2015 13
Date Filed:February 27, 2015
Description: Amend the MIAX Options Fee Schedule Relating to the MIAX Market Maker Sliding Scale for Transaction Fees
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2015 11
Date Filed:February 18, 2015
Description: Amend MIAX Rule  530 to Extend the Pilot Period for the Treatment of Erroneous Transactions During a Limit or Straddle State 
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2015 10
Date Filed:February 09, 2015
Description: Amend MIAX Rule 404 Relating to the Short Term Option Series Program
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2015 09
Date Filed:February 05, 2015
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program and MIAX Select Symbols to Replace the Option Class "WAG" with "WBA"
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2015 08
Date Filed:February 05, 2015
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program and MIAX Select Symbols
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2015 05
Date Filed:January 27, 2015
Description: Extension of Deadline for the Equity Rights Program Until January 30, 2015
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2015 04
Date Filed:January 16, 2015
Description: Amend MIAX Rule 402 to Include Generic Listing Standards for Options on ETFs Based on International or Global Indexes
Status: Effective / Approved
Notice of Filing
Federal Register Notice
SEC Approval Order
Federal Register Approval
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File Number: SR MIAX 2015 03
Amendment No 1
Date Filed:January 08, 2015
Description: Adopt MIAX Rule 519A  Risk Protection Monitor
Status: Effective / Approved
Notice of Filing
Federal Register Notice
SEC Approval Order
Federal Register Approval
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File Number: SR MIAX 2015 02
Date Filed:January 06, 2015
Description: Implement an Equity Rights Program for 2015
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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