Rule Filings

As a registered national securities exchange, MIAX is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes.  MIAX is required to post its rule filings on its website within two business days after submission.  Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.



 

File Number: SR MIAX 2014 47
Date Filed:August 25, 2014
Description: Amend the MIAX Options Fee Schedule Relating to Transaction Fees and Priority Customer Rebates in Non-Penny Pilot Options Classes
Status: Effective / Approved
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File Number: SR MIAX 2014 46
Date Filed:August 25, 2014
Description: Amend the MIAX Options Fee Schedule Relating to the MIAX Market Maker Volume Tiers Transaction Fees and Priority Customer Rebate Program
Status: Effective / Approved
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File Number: SR MIAX 2014 45
Date Filed:August 15, 2014
Description: Amend the MIAX Options Fee Schedule to Adopt PRIME Auction Transaction Fees and Rebates
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
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File Number: SR MIAX 2014 44
Date Filed:August 15, 2014
Description: Amend MIAX Rule 404 Regarding the Short Term Options Series Program 
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 43
Date Filed:August 06, 2014
Description: Amend the MIAX Options Fee Schedule to Adopt PRIME Auction Transaction Fees and Rebates
Status: Withdrawn
Withdrawal
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File Number: SR MIAX 2014 42
Date Filed:July 29, 2014
Description: Amend the MIAX Options Fee Schedule Relating to the Monthly Firm Fee Cap
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 41
Date Filed:July 29, 2014
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program and MIAX Select Symbols
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 40
Date Filed:July 29, 2014
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 39
Date Filed:July 28, 2014
Description: List and Trade Options on Shares of Several  Market Vector ETFs
Status: Pending
Notice of Filing
Federal Register Notice
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File Number: SR MIAX 2014 38
Date Filed:July 01, 2014
Description: Change the Procedure for Processing Fingerprints under MIAX Rule 807
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 37
Date Filed:June 30, 2014
Description: Amend the MIAX Options Fee Schedule to Adopt a Monthly Firm Fee Cap for Transaction Fees
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 36
Date Filed:June 25, 2014
Description: Amend the MIAX Options Fee Schedule Regarding MIAX Top of Market ("ToM") Fees
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 35
Date Filed:June 25, 2014
Description: Amend the MIAX Options Fee Schedule Relating to System Connectivity Fees
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 34
Date Filed:June 25, 2014
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program and MIAX Select Symbols
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 32
Date Filed:June 25, 2014
Description: Amend the MIAX Options Fee Schedule Regarding Transaction Fees for Non-Member Broker-Dealers
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 31
Date Filed:June 25, 2014
Description: Amend the MIAX Options Fee Schedule to Amend the MIAX Market Maker Sliding Scale for Transaction Fees
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 30
Date Filed:June 17, 2014
Description: List and Trade on the Exchange Options on Shares of the iShare ETFs
Status: Pending
Notice of Filing
Federal Register Notice
SEC Notice of Designation of a Longer Period for Commission Action
Federal Register Notice of Designation of a Longer Period for Commission Action
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File Number: SR MIAX 2014 28
Date Filed:June 05, 2014
Description: Amend  MIAX Rule 515 Regarding Multi-tick Routing
Status: Effective / Approved
Notice of Filing
Federal Register Notice
SEC Approval Order
Federal Register Approval
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File Number: SR MIAX 2014 27
Date Filed:June 09, 2014
Description: Amend MIAX Rules 200, 208, 1203 and the MIAX Options Fee Schedule to Establish a Billing Dispute Practice
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 26
Date Filed:May 27, 2014
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program and MIAX Select Symbols
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 25
Date Filed:May 27, 2014
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 23
Date Filed:June 05, 2014
Description: Amendment to MIAX Rule 515A  the MIAX Price Improvement Mechanism
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 22
Date Filed:May 21, 2014
Description: Amend MIAX Rule 516 to Remove the Size Restrictions on Contra-Party Participation on a Qualified Contingent Cross Order
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 21
Date Filed:May 19, 2014
Description: Amend MIAX Rule 510 to Extend the Penny Pilot Program
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 20
Date Filed:May 22, 2014
Description: Amend MIAX Rule 519 Regarding Order Size Protections
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 19
Date Filed:May 13, 2014
Description: List and Trade Options of the iShares MSCI Mexico Index Fund
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 18
Date Filed:May 13, 2014
Description: Amend MIAX Rule 503 Regarding the Opening Process in an Option Series
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 17
Date Filed:May 20, 2014
Description:

Amend MIAX Rules 515, 519 and 529 to Modify the New Price Protections for Market Participants

Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 16
Date Filed:June 02, 2014
Description: Amend MIAX Rules to Harmonize the Language with Certain Rules of FINRA
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 15
Date Filed:April 16, 2014
Description: Amend MIAX Rule 404 to Replace References to "GOOG" with "GOOGL"
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 14
Date Filed:April 03, 2014
Description: Amend MIAX Rule 530 to Extend the Pilot Program Relating to Limit Up/Limit Down
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 13
Date Filed:February 28, 2014
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 12
Date Filed:February 28, 2014
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 11
Date Filed:February 28, 2014
Description: Amend the MIAX Options Fee Schedule to Adopt a MIAX Market Maker Sliding Scale for Transaction Fees
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 10
Date Filed:February 27, 2014
Description: Amend the MIAX Options Fee Schedule Relating to the Options Regulatory Fee
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 09
Amendment No. 1
Date Filed:February 14, 2014
Description: Adopt MIAX Rule 515A to Provide for a Price Improvement Auction ("PRIME") and a Solicited Order  Mechanism ("PRIME Solicitation Mechanism")
Status: Effective / Approved
Notice of Filing
Federal Register Notice
SEC Approval Order
Federal Register Approval
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File Number: SR MIAX 2014 08
Date Filed:February 14, 2014
Description: Amendment to MIAX Rules 515 and 529 to Modify Price Protection Provisions for the Execution of Orders
Status: Effective / Approved
Notice of Filing
Federal Register Notice
SEC Approval Order
Federal Register Approval Order
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File Number: SR MIAX 2014 06
Date Filed:January 29, 2014
Description: Amend the MIAX Options Fee Schedule Regarding Transaction Fees for Non-Member Broker-Dealers
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 04
Date Filed:January 28, 2014
Description: Amend the MIAX Options Fee Schedule Regarding the Market Maker Trading Permit Fee
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 01
Date Filed:January 13, 2014
Description: Amendment to MIAX Rule 404 Relating to the Quarterly Option Series
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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