Rule Filings

As a registered national securities exchange, MIAX is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes.  MIAX is required to post its rule filings on its website within two business days after submission.  Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.



 

File Number: SR MIAX 2014 15
Date Filed:April 16, 2014
Description: Amend MIAX Rule 404 
Status: Effective / Approved
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File Number: SR MIAX 2014 14
Date Filed:April 03, 2014
Description: Amend MIAX Rule 530 to Extend the Pilot Program Relating to Limit Up/Limit Down
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 13
Date Filed:February 28, 2014
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 12
Date Filed:February 28, 2014
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 11
Date Filed:February 28, 2014
Description: Amend the MIAX Options Fee Schedule to Adopt a MIAX Market Maker Sliding Scale for Transaction Fees
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 10
Date Filed:February 27, 2014
Description: Amend the MIAX Options Fee Schedule Relating to the Options Regulatory Fee
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 09
Amendment No. 1
Date Filed:February 14, 2014
Description: Adopt MIAX Rule 515A to Provide for a Price Improvement Auction ("PRIME") and a Solicited Order  Mechanism ("PRIME Solicitation Mechanism")
Status: Pending
Notice of Filing
Federal Register Notice
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File Number: SR MIAX 2014 08
Date Filed:February 14, 2014
Description: Amendment to MIAX Rules 515 and 529 to Modify Price Protection Provisions for the Execution of Orders
Status: Effective / Approved
Notice of Filing
Federal Register Notice
SEC Approval Order
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File Number: SR MIAX 2014 06
Date Filed:January 29, 2014
Description: Amend the MIAX Options Fee Schedule Regarding Transaction Fees for Non-Member Broker-Dealers
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 04
Date Filed:January 28, 2014
Description: Amend the MIAX Options Fee Schedule Regarding the Market Maker Trading Permit Fee
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2014 01
Date Filed:January 13, 2014
Description: Amendment to MIAX Rule 404 Relating to the Quarterly Option Series
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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