Rule Filings

As a registered national securities exchange, MIAX is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes.  MIAX is required to post its rule filings on its website within two business days after submission.  Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.



 

File Number: SR MIAX 2016 29
Date Filed:August 12, 2016
Description: Amend MIAX Rules 803 and 1308 Regarding the Submission of Annual Reports
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
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File Number: SR MIAX 2016 28
Date Filed:August 11, 2016
Description: Amend the MIAX Options Fee Schedule Relating to the Posted Liquidity Marketing Fee
Status: Effective / Approved
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File Number: SR MIAX 2016 26
Date Filed:August 08, 2016
Description: Adopt New Rules to Govern the Trading of Complex Orders on the Exchange
Status: Pending
Notice of Filing
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File Number: SR MIAX 2016 24
Date Filed:August 04, 2016
Description: Amend MIAX Rule 517
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
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File Number: SR MIAX 2016 23
Date Filed:August 01, 2016
Description: Amend the MIAX Options Fee Schedule to Delete the $100 Continuing Education Fee in Conjunction with FINRA's Transition to Continuing Education Online
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 22
Date Filed:July 29, 2016
Description: Amend the MIAX Options Fee Schedule Relating to the Posted Liquidity Marketing Fee
Status: Withdrawn
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File Number: SR MIAX 2016 21
Date Filed:July 29, 2016
Description: Amend the MIAX Options Fee Schedule Relating to the Market Maker Sliding Scale
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 20
Date Filed:June 30, 2016
Description: Amend the MIAX Options Fee Schedule 
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 19
Date Filed:July 07, 2016
Description: Amend MIAX Rule 515A to Extend the MIAX Price Improvement Mechanism ("PRIME") Auction Pilot Program Until January 18, 2017
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 18
Date Filed:June 28, 2016
Description: Amend the MIAX Options Fee Schedule to Add Clarifying Language Regarding the Timing of When Certain Non-Transaction Fees Will Be Incurred
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 17
Date Filed:June 10, 2016
Description: Amend MIAX Rules 307 and 309 to Extend the SPY Pilot Program Until July 12, 2017
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 16
Date Filed:June 13, 2016
Description: Amend MIAX Rule 510 to Extend the Penny Pilot Program Until December 31, 2016
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 15
Date Filed:May 27, 2016
Description:

Amend MIAX Rule 1015 Disciplinary Functions

Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 14
Date Filed:May 27, 2016
Description: Adopt MIAX Rule 519C Mass Cancellation of Trading Interest
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 13
Date Filed:June 01, 2016
Description: Amend the MIAX Options Fee Schedule to add a provision for a Technical Support Request Fee
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 12
Date Filed:May 24, 2016
Description: Amend MIAX Rule 506 Collection and Dissemination of Quotations
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 11
Date Filed:May 06, 2016
Description: Amend MIAX Rule 100 Relating to Priority Customer
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 10
Date Filed:April 29, 2016
Description: Amend MIAX Rule 612 Relating to the MIAX Aggregate Risk Manager ("ARM")
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 09
Date Filed:April 26, 2016
Description: Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program and the Professional Rebate Program
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 08
Date Filed:March 29, 2016
Description: Amend the Exchange's Amended and Restated By-Laws
Status: Effective / Approved
Notice of Filing
Federal Register Notice
SEC Approval Order
Federal Register Approval
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File Number: SR MIAX 2016 06
Date Filed:February 26, 2016
Description: Amend the MIAX Options Fee Schedule to Broaden the Description of the Information Provided to Users of the FIX Drop Copy Port
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 05
Date Filed:January 27, 2016
Description: Amend the MIAX Options Fee Schedule to Implement a Professional Rebate Program
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 03
Date Filed:January 20, 2016
Description: Amend MIAX Rules 503 and 515 Relating to the Handling of Non-routable Orders
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 02
Date Filed:January 20, 2016
Description: Amend MIAX Rule 301 Concerning Unbundling of Orders
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 01
Date Filed:January 12, 2016
Description: Amend the MIAX Options Fee Schedule to Adopt a Series 57 Examination Fee and Amend the Continuing Education Fee
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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