Rule Filings

As a registered national securities exchange, MIAX is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes.  MIAX is required to post its rule filings on its website within two business days after submission.  Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.



 

File Number: SR MIAX 2016 05
Date Filed:January 27, 2016
Description: Amend the MIAX Options Fee Schedule to Implement a Professional Rebate Program
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
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File Number: SR MIAX 2016 03
Date Filed:January 20, 2016
Description: Amend MIAX Rules 503 and 515 Relating to the Handling of Non-routable Orders
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 02
Date Filed:January 20, 2016
Description: Amend MIAX Rule 301 Concerning Unbundling of Orders
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
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File Number: SR MIAX 2016 01
Date Filed:January 12, 2016
Description: Amend the MIAX Options Fee Schedule to Adopt a Series 57 Examination Fee and Amend the Continuing Education Fee
Status: Effective / Approved
Notice of Filing and Immediate Effectiveness
Federal Register Notice
View

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