MIAX has assembled a management team of highly respected and experienced professionals from the industry to lead the organization.
Thomas P. Gallagher
Douglas M. Schafer Jr.
As Executive Vice President of Strategic Planning and Operations for MIAX and MIAX PEARL, Shelly Brown is responsible for business strategy and Exchange functionality as well as establishing and maintaining client and industry relationships. Shelly has over 35 years of industry experience, including Director of Business Management at PEAK6 Investments, Associate Vice President at NASDAQ OMX and Vice President, Derivatives Trading Strategy at the Philadelphia Stock Exchange (PHLX) and Manager of Derivatives Trading Systems at Susquehanna International Group, LLC.
As Chief Regulatory Officer and Chief Compliance Officer, Edward Deitzel is responsible for monitoring member compliance with the rules and procedures of the MIAX Exchange designed to provide a fair and equitable marketplace. Additionally, Ed assists the legal, technology and business departments of MIAX with SRO regulatory matters. As an experienced exchange regulatory officer, Ed has developed a strong working relationship with numerous industry participants in both the trading and regulatory areas. In both his current role and in previous roles as an officer in regulation, Ed managed the development, testing and deployment of new and updated regulatory programs in direct response to or in anticipation of regulatory changes. Prior to joining MIAX, Ed had been with NASDAQ OMX and PHLX for over 12 years.
As Vice President, Regulatory, Larry O’ Leary is responsible for supervision of the surveillance activities of the MIAX Exchange. Larry is also responsible for developing, implementing and monitoring MIAX’s SRO regulatory and compliance program. Larry works closely with MIAX’s Regulatory Services Provider, to administer certain market surveillances, member examinations and other regulatory services performed on MIAX’s behalf under MIAX’s Regulatory Services Agreement. Prior to joining MIAX, Larry had worked at Self-Regulatory Organizations for over 20 years, where he managed various surveillance activities for the NYSE, FINRA and AMEX including for equities, options and other derivative products.
Joseph W. Ferraro III
Shawn P. Hughes