Trading Alert
MIAX Pearl Equities
September 14, 2020 | 04:09 PM
Submission of Notification for Clearly Erroneous Execution or Appeal
MIAX PEARL Equities Members must submit Clearly Erroneous Execution and Appeal notifications to the Regulatory Operations group at Regulatory@MIAXEquities.com. Clearly Erroneous Execution and Appeal forms are located at https://www.miaxoptions.com/regulatory-forms/pearl-equities.
Please refer to MIAX PEARL Equities Regulatory Circular 2020-08 for more details.
Regulatory questions may be directed to Regulatory@MIAXEquities.com or (609) 897-7309.