Alerts

Aevi Genomic Medicine, Inc. (GNMX) will be de-listed from the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange effective on Friday, December 6, 2019.

All GTC orders resting on the MIAX Options order books in GNMX will be canceled at the close of business on Thursday, December 5, 2019.

Please contact MIAX Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

On Thursday, December 5, 2019, CBS Corporation (CBS) and Viacom, Inc. (VIA) will merge and become ViacomCBS, Inc. (VIAC). VIAC will be primarily listed on the NASDAQ Global Select Market effective Thursday, December 5, 2019,

For further information, please refer to:

• MIAX Options Regulatory Circular 2019-63
• MIAX PEARL Regulatory Circular 2019-37
• MIAX Emerald Regulatory Circular 2019-88

Please direct questions to the Regulatory Department at Regulatory@MIAXOptions.com or (609) 897-7309.

CBS Corporation (CBS) will merge and then change its name and symbol to ViacomCBS Inc. (VIAC) effective on Thursday, December 5, 2019. 

All GTC orders resting on the MIAX order books in CBS will be canceled at the close of business on Wednesday, December 4, 2019. 

NOTE: VIAC options will trade on Cloud 19 on the MIAX Options Exchange and on Cloud 9 on the MIAX PEARL Options Exchange and the MIAX Emerald Options Exchange beginning on November 5, 2019.

Additional details about the CBS Corporation (CBS) merger and name and symbol change are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.
 

Viacom Inc. (VIAB) will be de-listed from the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange effective on Thursday, December 5, 2019.

All GTC orders resting on the MIAX Options order books in VIAB will be canceled at the close of business on Wednesday, December 4, 2019.

Additional details about the Viacom Inc. (VIAB) merger are provided in the attached OCC Memo.

Please contact MIAX Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

NetEase, Inc. (NTES) has announced a Special Cash Dividend. Associated strike price adjustments will become effective on Thursday, December 5, 2019. NTES options will continue to trade without interruption on the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange.

All GTC orders resting on the MIAX order books in NTES will be canceled at the close of business on Wednesday,December 4, 2019.

Additional details about the NetEase, Inc. (NTES) dividend are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

Cambrex Corporation (CBM) will be de-listed from the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange effective on Thursday, December 5, 2019.

All GTC orders resting on the MIAX Options order books in CBM will be canceled at the close of business on Wednesday, December 4, 2019.

Please contact MIAX Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@MIAXOptions.com.

For corporate communications, contact Dominique Prunetti-Miller at (609) 897-1465 or dprunetti@miami-holdings.com. 

Basic Energy Services, Inc. (BAS) will be de-listed from the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange effective on Tuesday, December 3, 2019.

All GTC orders resting on the MIAX Options order books in BAS will be canceled at the close of business on Monday, December 2, 2019.

Please contact MIAX Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

Boise Cascade Company (BCC) has announced a Special Cash Dividend. Associated strike price adjustments will become effective on Friday, November 29, 2019. BCC options will continue to trade without interruption on the MIAX Options Exchange, MIAX PEARL Options Exchange and MIAX Emerald Options Exchange.

All GTC orders resting on the MIAX order books in BCC will be canceled at the close of business on Wednesday, November 27, 2019.

Additional details about the Boise Cascade Company (BCC) dividend are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

FINRA is proposing to amend the Code of Arbitration Procedure for Customer Disputes to expand a customer’s options to withdraw an arbitration claim if a member or an associated person becomes inactive before a claim is filed or during a pending arbitration. In addition, the proposed amendments would allow customers to amend pleadings, postpone hearings, request default proceedings and receive a refund of filing fees in these situations.

MIAX Exchanges are required by rule to inform Members of rule changes to FINRA’s arbitration rules published by the Securities and Exchange Commission.

For further details please refer to:

• MIAX Options Regulatory Circular 2019-62
• MIAX PEARL Regulatory Circular 2019-36
• MIAX Emerald Regulatory Circular 2019-87

Regulatory inquiries should be directed to Regulatory@MIAXOptions.com or (609) 897-7309.