Alerts

FINRA has received approval to amend FINRA Rule 12214(c) of the Code of Arbitration Procedure for Customer Disputes and FINRA Rule 13214(c) through (e) of the Code of Arbitration Procedure for Industry Disputes, to provide that FINRA will pay each arbitrator a $200 honorarium to decide without a hearing session a contested subpoena request or a contested order for production or appearance.

MIAX PEARL is required to inform its Members of rule changes to FINRA’s arbitration rules published by the Securities and Exchange Commission.

Please refer to MIAX PEARL Regulatory Circular 2018-43 for further information.

Please direct any questions to the Regulatory Department at (609) 897-7309 or Regulatory@MIAXOptions.com.

Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@MIAXOptions.com.

For corporate communications, contact Dominique Prunetti-Miller at (609) 897-1465 or dprunetti@miami-holdings.com. 

Perry Ellis International, Inc. (PERY) will be de-listed from the MIAX Options and MIAX PEARL Exchanges effective on Tuesday, October 23, 2018.

All GTC orders resting on the MIAX order books in PERY will be canceled at the close of business on Monday, October 22, 2018.

Details about the Perry Ellis International, Inc. (PERY) merger are provided in the attached OCC memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

Energy Transfer Equity, L.P. (ETE) will have a merger, name and symbol change to (New) Energy Transfer LP (ET), effective for Friday, October 19, 2018.
 
All GTC orders resting on the MIAX order books in ETE will be canceled at the close of business on Thursday, October 18, 2018.

NOTE: ET options will trade on Cloud 5 on MIAX Options and Cloud 3 on MIAX PEARL.

Additional details about the Energy Transfer Equity, L.P. (ETE) merger, name and symbol change are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

Energy Transfer Partners, L.P. (ETP) will be de-listed from the MIAX Options and MIAX PEARL Exchanges effective on Friday, October 19, 2018.

All GTC orders resting on the MIAX order books in ETP will be canceled at the close of business on Thursday, October 18, 2018.

Details about the Energy Transfer Partners, L.P. (ETP) merger are provided in the attached OCC memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

Sears Holdings Corporation (SHLD) will be de-listed from the MIAX Options and MIAX PEARL Exchanges effective on Friday, October 19, 2018.

All GTC orders resting on the MIAX order books in SHLD will be canceled at the close of business on Thursday, October 18, 2018.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

•  85.00
• 100.00
• 115.00
• 125.00
• 140.00
• 160.00
• 180.00
• 220.00
• 250.00

The MHK option series listed below for the 6/19/2020 expiration will be made non-tradeable on the MIAX Options and MIAX PEARL Exchanges effective for Today, Tuesday, October 16, 2018.

•  90.00
•  95.00
• 105.00
• 110.00
• 120.00
• 130.00
• 135.00
• 145.00
• 150.00
• 155.00
• 165.00
• 170.00
• 175.00
• 185.00
• 190.00
• 195.00
• 200.00
• 210.00
• 230.00
• 240.00
• 260.00
• 270.00
• 280.00

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.  

• 100.00
• 105.00
• 115.00
• 120.00
• 130.00
• 140.00
• 145.00
• 155.00
• 160.00
• 165.00
• 175.00
• 180.00
• 280.00

Versartis, Inc. (VSAR) will be de-listed from the MIAX Options and MIAX PEARL Exchanges effective on Tuesday, October 16, 2018.

All GTC orders resting on the MIAX order books in VSAR will be canceled at the close of business on Monday, October 15, 2018.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.