Alerts

Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@MIAXOptions.com.

For corporate communications, contact Dominique Prunetti-Miller at (609) 897-1465 or dprunetti@miami-holdings.com. 

FINRA has published a Regulatory Notice providing an update on coordination between the national securities exchanges and FINRA on the Consolidated Audit Trail (“CAT”) compliance rules (the “CAT Compliance Rules”). 

Please refer to the Regulatory Circulars listed below for further information.

• MIAX Options Regulatory Circular 2020-33
• MIAX PEARL Regulatory Circular 2020-27
• MIAX Emerald Regulatory Circular 2020-30

Questions should be directed to Regulatory@MIAXOptions.com or (609) 897-7309.

Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@MIAXOptions.com.

For corporate communications, contact Dominique Prunetti-Miller at (609) 897-1465 or dprunetti@miami-holdings.com. 

As previously announced in a February 7, 2020 Alert, MIAX PEARL Equities (EPRL) published interface specifications in anticipation of a launch on September 25, 2020, pending SEC approval.  

Updated MIAX PEARL Equities Exchange interface specifications are available for the following:

• FIX Order Interface (FOI) – v1.3
  • Updated the ContraBroker (tag# 375) code in Execution Report for NASDAQ to “XNAS”
  • Added a note for Execution Report about reduction in order quantity due to self-trade protection
• MIAX Express Orders (MEO) – v1.3
  • Cleaned up reason codes for Cancel Order Response message
  • Added a clarification that consecutive Order Price Update Notification messages may be received with the same Working Price for the same order
• Depth of Market Feed (DOM) – v1.2
  • Added a Symbol Clear message
  • Minor clarification in the Order Execution message noting that if a trade execution is reported with an Order Execution message, no other message will be published to indicate the resulting size reduction for the order

Please review the updated EPRL Interface Specifications and the MIAX Exchange Group Connectivity Guide for further details.

Important Dates:

• Connectivity requests are now being accepted by TradingOperations@MIAXEquities.com
• Access to the EPRL Firm Test Bed will be available on July 6, 2020
• Industry Mock Trading is scheduled as follows:
  • Saturday, August 15, 2020
  • Saturday, August 29, 2020
  • Saturday, September 19, 2020

MIAX PEARL Equities Exchange Codes:

• Bloomberg:  VP
• Blue sheet – Exchange Code:  8
• Blue sheet – Requestor Code:  7
• CAT Destination Code:  PEARLEQ
• CAT Market Center ID:  H
• CAT Related Market Center ID:  S
• CAT Participant Code:  PEARLEQ
• ECAT Code: S 
• FINRA Short Interest Reporting Code:  Y
• MIC Code:  EPRL
• OATS Destination Code:  XH
• OATS Market Center ID:  H
• SIP Code: H
• Thomson One Exchange Code:  NP
• UTC Market Code: TBD by DTCC

All updates will be provided through future Alerts.

Resources:

• Membership paperwork is currently being accepted, visit Membership Forms and Onboarding
• The EPRL User's Manual and Fact Sheet are now available on our website under PEARL Equities Exchange Functionality
• EPRL Rule Filings are available at PEARL Equities Rule Filings
• To add MIAX PEARL Equities Alerts, visit MIAX Email Subscriptions

For further information, please contact MIAX Trading Operations at TradingOperations@MIAXEquities.com or (609) 897-7302.

Regulatory inquiries should be directed to Regulatory@MIAXEquities.com or (609) 897-7309.

To learn more about PEARL Equities please contact Sales@MIAXEquities.com, (609) 897-8177 or visit MIAXEquities.com.


 

In anticipation of MIAX PEARL Equities (EPRL) launch on September 25, 2020, pending SEC approval, connectivity requests are now being accepted.  

Please contact  TradingOperations@MIAXEquities.com for access to the EPRL Firm Test Bed 2 (PEFTB2).  EPRL Interface Specifications and an updated MIAX Exchange Group Connectivity Guide are available on our website.

Important Dates:

• Access to the EPRL Firm Test Bed will be available on July 6, 2020
• Industry Mock Trading is scheduled as follows:
  • Saturday, August 15, 2020
  • Saturday, August 29, 2020
  • Saturday, September 19, 2020

MIAX PEARL Equities Exchange Codes:

• Bloomberg:  VP
• Blue sheet – Exchange Code:  8
• Blue sheet – Requestor Code:  7
• CAT Destination Code:  PEARLEQ
• CAT Market Center ID:  H
• CAT Related Market Center ID:  S
• CAT Participant Code:  PEARLEQ
• ECAT Code: S 
• FINRA Short Interest Reporting Code:  Y
• MIC Code:  EPRL
• OATS Destination Code:  XH
• OATS Market Center ID:  H
• SIP Code: H
• Thomson One Exchange Code:  NP
• UTC Market Code: TBD by DTCC

All updates will be provided through future Alerts.

Resources:

• Membership paperwork is currently being accepted, visit Membership Forms and Onboarding
• The MIAX PEARL Equities User's Manual and Fact Sheet are now available on our website under PEARL Equities Exchange Functionality
• Rule Filings for MIAX PEARL Equities
• To add MIAX PEARL Equities Alerts, visit MIAX Email Subscriptions

For further information, please contact MIAX Trading Operations at TradingOperations@MIAXEquities.com or (609) 897-7302.

Regulatory inquiries should be directed to Regulatory@MIAXEquities.com or (609) 897-7309.

To learn more about PEARL Equities please contact Sales@MIAXEquities.com, (609) 897-8177 or visit MIAXEquities.com.


 

Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@MIAXOptions.com.

For corporate communications, contact Dominique Prunetti-Miller at (609) 897-1465 or dprunetti@miami-holdings.com. 

As previously announced in an April 8th Alert, MIAX PEARL Equities (EPRL) will begin trading September 25, 2020, pending SEC approval.

Resources:

• Membership paperwork is currently being accepted, visit Membership Forms and Onboarding
• The MIAX PEARL Equities User's Manual and Fact Sheet are now available on our website under PEARL Equities Exchange Functionality
• Interface Specifications have been published on the MIAX website
• An updated Connectivity Guide is currently available
• Rule Filings for MIAX PEARL Equities
• To add MIAX PEARL Equities Alerts, visit MIAX Email Subscriptions

Important Dates:

• Connectivity requests are currently being accepted for access to the EPRL Firm Test Bed 2 (PEFTB2)
• Access to the Firm Test Bed is targeted for July 2020
• Industry Mock Trading is scheduled as follows:
  • Saturday, August 15, 2020
  • Saturday, August 29, 2020
  • Saturday, September 19, 2020

MIAX PEARL Equities Exchange Codes:

• Bloomberg:  VP
• Blue sheet – Exchange Code:  8
• Blue sheet – Requestor Code:  7
• CAT Destination Code:  PEARLEQ
• CAT Market Center ID:  H
• CAT Related Market Center ID:  S
• CAT Participant Code:  PEARLEQ
• ECAT Code: S 
• MIC Code:  EPRL
• OATS Destination Code:  XH
• OATS Market Center ID:  H
• SIP Code: H

All updates will be provided through future Alerts.

For further information, please contact MIAX Trading Operations at TradingOperations@MIAXEquities.com or (609) 897-7302.

Regulatory inquiries should be directed to Regulatory@MIAXEquities.com or (609) 897-7309.

To learn more about PEARL Equities please contact Sales@MIAXEquities.com, (609) 897-8177 or visit MIAXEquities.com.


 

Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@MIAXOptions.com.

For corporate communications, contact Dominique Prunetti-Miller at (609) 897-1465 or dprunetti@miami-holdings.com. 

Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@MIAXOptions.com.

For corporate communications, contact Dominique Prunetti-Miller at (609) 897-1465 or dprunetti@miami-holdings.com. 

Full details can be found in the attached press release.

For further information, please visit www.MIAXEquities.com or contact MIAX Trading Operations at TradingOperations@MIAXEquities.com.

For corporate communications, contact Dominique Prunetti-Miller at (609) 897-1465 or dprunetti@miami-holdings.com.