Alerts

MIAX Pearl Equities (EPRL) has published updated MIAX Express Order (MEO) interface and FIX Order Interface (FOI/FXD) specifications to support Market orders as an additional order type for Primary Auction (PAC) orders.

The changes for each specification are as follows:

• MIAX Express Orders (MEO) – v2.1a
  • Added Market Order support for Primary Auction (PAC) orders
• FIX Order Interface (supports both FOI and FXD) – v2.1a
  • Added Market Order support for Primary Auction (PAC) orders
  • Made the price field conditional in the Order Cancel/Replace Request to support correction of Market Primary Auction (PAC) orders
  • Added fields RoutingInst (tag #9303) and RoutingStrategy (tag #9400) in the Execution Report

An updated version of the Order Type Combinations Guide that includes Primary Auction (PAC) orders is available in the MIAX Knowledge Center.
 
Important Dates

• The new features will be available in EPRL Firm Test Bed (FTB2) on November 1, 2021
• The new features are targeted to be available in production in the first quarter of 2022, pending filing with the SEC. The final production rollout date will be announced in a future alert after SEC approval

Please review the updated EPRL Interface Specifications and the MIAX Exchange Group Connectivity Guide for further details.

For further information or to arrange testing, please contact MIAX Trading Operations at TradingOperations@MIAXEquities.com or (609) 897-7302.

Regulatory inquiries should be directed to Regulatory@MIAXEquities.com or (609) 897-7309.

To learn more about Pearl Equities please contact Sales@MIAXEquities.com, (609) 897-8177 or visit MIAXEquities.com.


 

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Overview:

As previously announced on April 12th, Sept 2nd and Sept 28th, the MIAX Exchange Group will be participating in the 2021 SIFMA BCP Testing on Saturday, October 23, 2021.  All members that are required to test with MIAX Options, MIAX Pearl Options, MIAX Emerald Options and/or MIAX Pearl Equities Exchanges in accordance with Regulation Systems Compliance and Integrity (Regulation SCI) have been notified.  However, all members are encouraged to test. 

Please contact MIAX Trading Operations for test day support, to coordinate participation or to arrange connectivity testing at TradingOperations@MIAXOptions.com or (609) 897-7302.

Connectivity pre-testing is available in the DR environments for each of the MIAX Exchanges from Monday, October 18, 2021 through Friday, October 22, 2021, between 8:00AM - 5:30PM EDT.

MIAX Options, MIAX Pearl Options & MIAX Emerald Options Exchanges BCP Testing Requirements
Options Members mandated to participate in accordance with Regulation SCI are obligated, at a minimum, to demonstrate the following:

Electronic Exchange Members (EEM)

• Send at least two orders in any of the options listed below
• Receive at least one execution in any of the options listed below

Market Makers (MM)

• MIAX Options Exchange:
  • Send at least one, two-sided quote in any of the options listed below
  • Receive at least one execution in any of the options listed below
• MIAX Pearl Options Exchange:
  • Send at least one, two-sided order in any of the options listed below
  • Receive at least one execution in any of the options listed below
• MIAX Emerald Options Exchange:
  • Send at least one, two-sided quote in any of the options listed below
  • Receive at least one execution in any of the options listed below

Options

1. AAPL - JAN 21 22 – C – 150.00
2. AAPL - JAN 21 22 – P – 150.00
3. BAC - NOV 19 21 – C – 35.00
4. BAC - NOV 19 21 – P – 35.00
5. GE - JAN 21 22 – C – 100.00
6. GE - JAN 21 22 – P – 100.00
7. MSFT - MAR 18 22 – C – 200.00
8. MSFT - MAR 18 22 – P – 200.00
9. SPY - DEC 17 21  – C – 300.00
10. SPY - DEC 17 21  –  P – 300.00
11. SPIKE - DEC 22 21  – C – 20.00
12. SPIKE - DEC 22 21  – P – 20.00

MIAX Pearl Equities Exchange BCP Testing Requirements
Equity Members mandated to participate in accordance with Regulation SCI are obligated, at a minimum, to demonstrate the following:

• Send at least two orders in any of the equity symbols listed below
• Receive at least one execution in any of the equity symbols listed below

Equities

1. Symbol - NTGR
2. Symbol - ZVZZT
3. Symbol - NTEST

October 23, 2021 Test Day Timeline:

• 08:30 - Firms can connect to the Trading Systems and enter Orders and Quotes
• 09:15 - Live Quote Window will open
• 09:30 - Opening
• 13:00 – Closing

Test Completion:

• Once a firm has completed testing, please confirm with MIAX Trading Operations at TradingOperations@MIAXOptions.com

SEE FULL PAGE

Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@miami-holdings.com.

For corporate communications, contact Andy Nybo at (609) 524-3272 or anybo@miami-holdings.com. 
MIAX Press Release 10122021

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Augmedix, Inc. Common Stock (AUGX) has been halted and will not open today on the MIAX Pearl Equities Exchange.  AUGX remains listed on the OTC.

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Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@miami-holdings.com.

For corporate communications, contact Andy Nybo at (609) 524-3272 or anybo@miami-holdings.com. 
MIAX Press Release 10062021

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Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@miami-holdings.com.

For corporate communications, contact Andy Nybo at (609) 524-3272 or anybo@miami-holdings.com. 
MIAX Press Release 10042021

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Overview:

As previously announced in the April 12th and September 2nd Alerts, the MIAX Exchange Group will be participating in the 2021 SIFMA BCP Testing on Saturday, October 23, 2021.  All members that are required to test with MIAX Options, MIAX Pearl Options, MIAX Emerald Options and/or MIAX Pearl Equities Exchanges in accordance with Regulation Systems Compliance and Integrity (Regulation SCI) have been notified.  However, all members are encouraged to test. 

All Exchange designated Members are required to maintain connection to the MIAX Disaster Recovery (DR) environment for a twelve (12) month period after receiving notification for mandatory testing. All of the Exchanges will operate out of the Chicago (CH4) Disaster Recovery site for the scheduled test.

Designation Standards - Business Continuity and Disaster Recovery Plans Testing Member:

• MIAX Options Exchange  MIAX_Options_RC_2020_76
• MIAX Pearl Options Exchange MIAX_PEARL_RC_2020_64
• MIAX Emerald Options Exchange  MIAX_Emerald_RC_2020_67
• MIAX Pearl Equities Exchange MIAX_PEARL_Equities_RC_2020_16

Contact - for test day support, to coordinate participation or to arrange connectivity testing:

• MIAX Trading Operations at TradingOperations@MIAXOptions.com or (609) 897-7302.

Pre-Testing:

• Availability to the DR environments for each of the MIAX Exchanges:
  • Saturday, October 2, 2021, between 8:00AM - 12:00PM EST
    • Application layer connectivity testing
  • Monday, October 18, 2021 through Friday, October 22, 2021, between 8:00AM - 5:30PM EST
    • Connectivity testing only

MIAX Options, MIAX Pearl Options & MIAX Emerald Options Exchanges BCP Testing Requirements
Options Members mandated to participate in accordance with Regulation SCI are obligated, at a minimum, to demonstrate the following:

Electronic Exchange Members (EEM)

• Send at least two orders in any of the options listed below
• Receive at least one execution in any of the options listed below

Market Makers (MM)

• MIAX Options Exchange:
  • Send at least one, two-sided quote in any of the options listed below
  • Receive at least one execution in any of the options listed below
• MIAX Pearl Options Exchange:
  • Send at least one, two-sided order in any of the options listed below
  • Receive at least one execution in any of the options listed below
• MIAX Emerald Options Exchange:
  • Send at least one, two-sided quote in any of the options listed below
  • Receive at least one execution in any of the options listed below

Options

1. AAPL - JAN 21 22 – C – 150.00
2. AAPL - JAN 21 22 – P – 150.00
3. BAC - NOV 19 21 – C – 35.00
4. BAC - NOV 19 21 – P – 35.00
5. GE - JAN 21 22 – C – 100.00
6. GE - JAN 21 22 – P – 100.00
7. MSFT - MAR 18 22 – C – 200.00
8. MSFT - MAR 18 22 – P – 200.00
9. SPY - DEC 17 21  – C – 300.00
10. SPY - DEC 17 21  –  P – 300.00
11. SPIKE - DEC 22 21  – C – 20.00
12. SPIKE - DEC 22 21  – P – 20.00

MIAX Pearl Equities Exchange BCP Testing Requirements
Equity Members mandated to participate in accordance with Regulation SCI are obligated, at a minimum, to demonstrate the following:

• Send at least two orders in any of the equity symbols listed below
• Receive at least one execution in any of the equity symbols listed below

Equities

1. Symbol - NTGR
2. Symbol - ZVZZT
3. Symbol - NTEST

October 23, 2021 Test Day Timeline:

• 08:30 - Firms can connect to the Trading Systems and enter Orders and Quotes
• 09:15 - Live Quote Window will open
• 09:30 - Opening
• 13:00 – Closing

Test Completion:

• Once a firm has completed testing, please confirm with MIAX Trading Operations at TradingOperations@MIAXOptions.com

SEE FULL PAGE

Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@miami-holdings.com.

For corporate communications, contact Andy Nybo at (609) 524-3272 or anybo@miami-holdings.com. 
MIAX Press Release 09212021

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Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@miami-holdings.com.

For corporate communications, contact Andy Nybo at (609) 524-3272 or anybo@miami-holdings.com. 
MIAX Press Release 09152021

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Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@miami-holdings.com.

For corporate communications, contact Andy Nybo at (609) 524-3272 or anybo@miami-holdings.com. 
MIAX Press Release 09102021

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