Alerts

Please refer to the following Regulatory Circulars for updates to certain Electronic Blue Sheet Data Elements for MIAX Emerald and MIAX PEARL.

• MIAX Options Regulatory Circular 2019-03
• MIAX PEARL Regulatory Circular 2019-03
• MIAX Emerald Regulatory Circular 2019-02

Regulatory inquiries should be directed to Regulatory@MIAXOptions.com or (609) 897-7309.

This Alert amends and replaces in its entirety the Alert and the Regulatory Circulars dated December 31, 2018 and amends the Options Regulatory Fees (“ORF”) announced on that date which contained a clerical error. MIAX has changed the allocation of the ORF for MIAX Options, MIAX PEARL and MIAX Emerald. The total amount of the ORF, $.00630, for the three MIAX exchanges, has not changed from the December 31, 2018 announcement.

For further details please refer to the Regulatory Circular listed below.

• MIAX Options Regulatory Circular 2019-02
• MIAX PEARL Regulatory Circular 2019-02
• MIAX Emerald Regulatory Circular 2019-01

Regulatory inquiries should be directed to Regulatory@MIAXOptions.com or (609) 897-7309.

The option class listed below will begin trading on the MIAX Options Exchange on Tuesday, January 8, 2019.

MIAX Options Market Makers can use the Member Firm Portal (MFP) to manage their option class assignments.  All LMM and RMM Option Class Assignments must be entered prior to 6:00 PM ET on the business day immediately preceding the effective date.  All changes made after 6:00 PM ET on a given day will be effective two trading days later.

MIAX Options Primary Lead Market Maker (PLMM) assignments and un-assignments will not be supported via the MFP. The MIAX Options Listings Department will continue to facilitate PLMM solicitation, assignment and un-assignment.

• Dell Technologies, Inc. (DELL)

Additional details are provided in the attached PDF and on the Exchange's website.

Please contact MIAX Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

Full details can be found in the attached press release.

For further information, please visit www.MIAXOptions.com or contact MIAX Trading Operations at TradingOperations@MIAXOptions.com.

For corporate communications, contact Dominique Prunetti-Miller at (609) 897-1465 or dprunetti@miami-holdings.com. 

Fibria Celulose S.A. (FBR) will be de-listed from the MIAX Options and MIAX PEARL Exchanges effective on Friday, January 4, 2019.

All GTC orders resting on the MIAX order books in FBR will be canceled at the close of business on Thursday, January 3, 2019.

Details about the Fibria Celulose S.A. (FBR) merger are provided in the attached OCC memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

Och-Ziff Capital Management Group LLC (OZM) has announced a reverse split effective for Friday, January 4, 2019.  On that date, the current OZM option class will change to OZM1. The MIAX Options and MIAX PEARL Exchanges will not list OZM1 options. Therefore, no options on OZM will be available for trading on the MIAX Options and MIAX PEARL Exchanges on Friday, January 4, 2019. Och-Ziff Capital Management Group LLC (OZM) will resume trading on the MIAX Options and MIAX PEARL Exchanges on Monday, January 7, 2019.

All GTC orders resting on the MIAX order books in OZM will be canceled at the close of business on Thursday, January 3, 2019.

Additional details about the Och-Ziff Capital Management Group LLC (OZM) reverse split are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

Hortonworks, Inc. (HDP) will be de-listed from the MIAX Options and MIAX PEARL Exchanges effective on Friday, January 4, 2019.

All GTC orders resting on the MIAX order books in HDP will be canceled at the close of business on Thursday, January 3, 2019.

Details about the Hortonworks, Inc. (HDP) merger are provided in the attached OCC memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

Government Properties Income Trust (GOV) will resume trading on the MIAX Options and MIAX PEARL Exchanges under its new name and symbol, Office Properties Income Trust (OPI), effective on Thursday, January 3, 2019.

NOTE: OPI options will trade on Cloud 14 on MIAX Options and on Cloud 7 on MIAX PEARL.

Additional details about the Government Properties Income Trust (GOV) name and symbol change are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

Barrick Gold Corporation (ABX) will change its symbol to (GOLD) and resume trading on the MIAX and MIAX PEARL Exchanges on Thursday, January 3, 2019.
 
NOTE: GOLD options will trade on Cloud 7 on MIAX Options and Cloud 4 on MIAX PEARL.

Additional details about the Barrick Gold Corporation symbol change are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.

Navios Maritime Holdings Inc. (NM) has announced a reverse split effective for Thursday, January 3, 2019.  On that date, the current NM option class will change to NM1. The MIAX Options and MIAX PEARL Exchanges will not list NM1 options. Therefore, no options on NM will be available for trading on the MIAX Options and MIAX PEARL Exchanges on Thursday, January 3, 2019. Navios Maritime Holdings Inc. (NM) will resume trading on the MIAX Options and MIAX PEARL Exchanges on Friday, January 4, 2019.

All GTC orders resting on the MIAX order books in NM will be canceled at the close of business on Wednesday, January 2, 2019.

Additional details about the Navios Maritime Holdings Inc. (NM) reverse split are provided in the attached OCC Memo.

Please contact MIAX Options Listings with any questions at Listings@MIAXOptions.com or (609) 897-7308.