Disciplinary Actions MIAX Options Primary tabs Miax Options(active tab) Miax Pearl Miax Emerald filter Min Max Clear Results November 11, 2022 MIAX Options DA 20190610657 Notice of Letter of Consent No. 20190610657 Jefferies LLC VIEW DOCUMENT November 11, 2022 MIAX Options DA 20180580170 Notice of Letter of Consent No. 20180580170 Global Execution Brokers, LP VIEW DOCUMENT November 11, 2022 MIAX Options DA 2020067200701 Notice of Letter of Consent No. 2020067200701 Credit Suisse Securities (USA) LLC VIEW DOCUMENT June 23, 2022 MIAX Options DA 20190610611 Notice of Letter of Consent No. 20190610611 Goldman Sachs & Co. LLC VIEW DOCUMENT June 23, 2022 MIAX Options DA 20190611843 Notice of Letter of Consent No. 20190611843 Dash Financial Technologies, LLC VIEW DOCUMENT June 23, 2022 MIAX Options DA 20180601179 Notice of Letter of Consent No. 20180601179 Dash Financial Technologies, LLC VIEW DOCUMENT February 03, 2021 MIAX Options DA 20190629791 Notice of Letter of Consent No. 2019062979110 Susquehanna Securities, LLC VIEW DOCUMENT December 28, 2020 MIAX Options DA 2018057169608 Notice of Letter of Consent No. 2018057169608 UBS Securities, LLC VIEW DOCUMENT December 28, 2020 MIAX Options DA 2017055996501 Notice of Letter of Consent No. 2017055996501 Credit Suisse Securities (USA) LLC VIEW DOCUMENT August 05, 2020 MIAX Options DA 2017053508806 Notice of Letter of Consent No. 2017053508806 Morgan Stanley & Co., LLC VIEW DOCUMENT Current page 1 Page 2 Page 3 Next page ›› Last page Last »
November 11, 2022 MIAX Options DA 20190610657 Notice of Letter of Consent No. 20190610657 Jefferies LLC VIEW DOCUMENT
November 11, 2022 MIAX Options DA 20180580170 Notice of Letter of Consent No. 20180580170 Global Execution Brokers, LP VIEW DOCUMENT
November 11, 2022 MIAX Options DA 2020067200701 Notice of Letter of Consent No. 2020067200701 Credit Suisse Securities (USA) LLC VIEW DOCUMENT
June 23, 2022 MIAX Options DA 20190610611 Notice of Letter of Consent No. 20190610611 Goldman Sachs & Co. LLC VIEW DOCUMENT
June 23, 2022 MIAX Options DA 20190611843 Notice of Letter of Consent No. 20190611843 Dash Financial Technologies, LLC VIEW DOCUMENT
June 23, 2022 MIAX Options DA 20180601179 Notice of Letter of Consent No. 20180601179 Dash Financial Technologies, LLC VIEW DOCUMENT
February 03, 2021 MIAX Options DA 20190629791 Notice of Letter of Consent No. 2019062979110 Susquehanna Securities, LLC VIEW DOCUMENT
December 28, 2020 MIAX Options DA 2018057169608 Notice of Letter of Consent No. 2018057169608 UBS Securities, LLC VIEW DOCUMENT
December 28, 2020 MIAX Options DA 2017055996501 Notice of Letter of Consent No. 2017055996501 Credit Suisse Securities (USA) LLC VIEW DOCUMENT
August 05, 2020 MIAX Options DA 2017053508806 Notice of Letter of Consent No. 2017053508806 Morgan Stanley & Co., LLC VIEW DOCUMENT