Skip to main content

New Main navigation

MIAX Options Logo (underlined) MIAX Options Logo in White with underline MIAX PEARL Logo (underlined) MIAX PEARL Logo in White with underline MIAX Emerald Logo (underline) MIAX Emerald Logo in White with underline MIAX Logo MIAX Logo with Current Color Contact Icon Phone icon used to suggest contact information Subscriptions & Notifications Icon Bell icon used to suggest Subscription & Notification information Portal Icon Silhouette icon used to suggest Portal/Profile functionality Search Icon Magnifying Glass icon used to suggest Search functionality Close Icon An X icon used to suggest the dismissal of information US Flag Icon An simplified Unites States Flag used to categorize content types
  • About
    • About MIAX
    • Management Team
    • MIAX Exchange Group Equity Rights Program
    • Careers
  • SPIKES®
    • SPIKES® Overview
    • Product Information
    • Press Releases
    • News Coverage
    • Index Data
    • Settlement Data
    • Bulk Data Download
  • Markets
    • U.S. Options
    • Alerts
    • Fees
    • Fees Schedule Archive
    • Listings
    • Membership
    • Exchange Members
    • Exchange Functionality
    • Trade Hours & Calendar
    • System Configuration
  • Market Data & Technology
    • U.S. Options
    • Interface Specifications
    • Testing & Certifications
    • Connectivity
    • Market Data & Offerings
    • Historical Market Data
    • Market Data & Vendor Agreements
    • Approved Vendors
    • Exchange Functionality
  • Regulation
    • U.S. Options
    • Regulatory Forms
    • Regulatory Circulars
    • Rulebooks
    • Rule Filings
    • Rules Incorporated by Reference
    • Market Maker Requirements
    • Options Penny Pilot
    • Pilot Reports
    • Disciplinary Actions
    • National Market System Plans
    • Corporate Organization
    • System Configuration
    • MIAX Exchange Group Opening Process
  • News
    • Press Releases
  • Knowledge Center

  • Contact Information

  • Subscriptions & Notifications

  • Member Firm Portal
  • Contact Us
  • Member Firm Portal
  • Email Subscription
  • Search

Main navigation

  • About
    • About MIAX
    • Management Team
    • MIAX Exchange Group Equity Rights Program
    • Careers
  • SPIKES®
    • SPIKES® Overview
    • Product Information
    • Press Releases
    • News Coverage
    • Index Data
    • Settlement Data
    • Bulk Data Download
  • Markets
    u.s. options
    • Alerts
    • Fees
    • Fees Schedule Archive
    • Listings
    • Membership
    • Exchange Members
    • Exchange Functionality
    • Trade Hours & Calendar
    • System Configuration
  • Market Data & Technology
    u.s. options
    • Interface Specifications
    • Testing & Certifications
    • Connectivity
    • Market Data & Offerings
    • Historical Market Data
    • Market Data & Vendor Agreements
    • Approved Vendors
    • Exchange Functionality
  • Regulation
    u.s. options
    • Regulatory Forms
    • Regulatory Circulars
    • Rulebooks
    • Rule Filings
    • Rules Incorporated by Reference
    • Market Maker Requirements
    • Options Penny Pilot
    • Pilot Reports
    • Disciplinary Actions
    • National Market System Plans
    • Corporate Organization
    • System Configuration
    • MIAX Exchange Group Opening Process
  • News
    • Press Releases
  • Knowledge Center

New Main Sub Menu

  • U.S. Options
  • Regulatory Forms
  • Regulatory Circulars
  • Rulebooks
  • Rule Filings
  • Rules Incorporated by Reference
  • Market Maker Requirements
  • Options Penny Pilot
  • Pilot Reports
  • Disciplinary Actions
  • National Market System Plans
  • Corporate Organization
  • System Configuration
  • MIAX Exchange Group Opening Process
US OPTIONS
Disciplinary Actions
  • Regulatory Forms
  • Regulatory Circulars
  • Rulebooks
  • Rule Filings
  • Rules Incorporated by Reference
  • Market Maker Requirements
  • Options Penny Pilot
  • Pilot Reports
  • Disciplinary Actions
  • National Market System Plans
  • Corporate Organization
  • System Configuration
  • MIAX Exchange Group Opening Process

Disciplinary Actions

MIAX Emerald

filter

There are no items that match your criteria.

Publish Date

New Main Sub Menu

  • U.S. Options
  • Regulatory Forms
  • Regulatory Circulars
  • Rulebooks
  • Rule Filings
  • Rules Incorporated by Reference
  • Market Maker Requirements
  • Options Penny Pilot
  • Pilot Reports
  • Disciplinary Actions
  • National Market System Plans
  • Corporate Organization
  • System Configuration
  • MIAX Exchange Group Opening Process
US OPTIONS
Disciplinary Actions
  • Regulatory Forms
  • Regulatory Circulars
  • Rulebooks
  • Rule Filings
  • Rules Incorporated by Reference
  • Market Maker Requirements
  • Options Penny Pilot
  • Pilot Reports
  • Disciplinary Actions
  • National Market System Plans
  • Corporate Organization
  • System Configuration
  • MIAX Exchange Group Opening Process
Get Notified of Alerts
SIGN UP NOW
To subscribe to our mailing list to receive MIAX alerts and notices, please complete the form below.
Mailing Lists
Enter the characters shown in the image
Already Subscribed? Click Here
Thank you for joining our mailing list. Your subscription preferences have been recorded

Footer menu

  • About
  • Markets
  • Market Data & Technology
  • Regulation
  • News
  • Knowledge Center

Footer bottom menu

  • PRIVACY POLICY
  • TERMS & CONDITIONS