Disciplinary Actions MIAX Emerald Primary tabs Miax Options Miax Pearl Miax Emerald(active tab) filter MonthJanuaryFebruaryMarchAprilMayJuneJulyAugustSeptemberOctoberNovemberDecember Year20222021202020192018201720162015201420132012 Clear Results June 23, 2022 MIAX Emerald Options DA 20190610611 Notice of Letter of Consent No. 20190610611 Goldman Sachs & Co. LLC VIEW DOCUMENT June 23, 2022 MIAX Emerald DA 20180601179 Notice of Letter of Consent 20180601179 Dash Financial Technologies, LLC VIEW DOCUMENT February 03, 2021 MIAX Emerald DA 20190629791 Notice of Letter of Consent No. 2019062979109 Susquehanna Securities, LLC VIEW DOCUMENT
June 23, 2022 MIAX Emerald Options DA 20190610611 Notice of Letter of Consent No. 20190610611 Goldman Sachs & Co. LLC VIEW DOCUMENT
June 23, 2022 MIAX Emerald DA 20180601179 Notice of Letter of Consent 20180601179 Dash Financial Technologies, LLC VIEW DOCUMENT
February 03, 2021 MIAX Emerald DA 20190629791 Notice of Letter of Consent No. 2019062979109 Susquehanna Securities, LLC VIEW DOCUMENT