Regulatory Circulars MIAX PEARL Primary tabs Miax Options Miax Pearl(active tab) Miax Emerald filter MonthJanuaryFebruaryMarchAprilMayJuneJulyAugustSeptemberOctoberNovemberDecember Year2018201720162015201420132012 Clear Results October 22, 2018 MIAX PEARL RC 2018 43 FINRA Arbitration Rule Change Notice: Approved Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance VIEW DOCUMENT October 22, 2018 MIAX PEARL RC 2018 43 FINRA Arbitration Rule Change Notice: Approved Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance VIEW DOCUMENT October 12, 2018 MIAX PEARL RC 2018 42 Market for Underlying Security used for Openings on MIAX PEARL for Symbol WTW Effective Monday, October 15, 2018 VIEW DOCUMENT October 09, 2018 MIAX PEARL RC 2018 41 Market for Underlying Security used for Openings on MIAX PEARL for Symbol VLY Effective Wednesday, October 10, 2018 VIEW DOCUMENT October 05, 2018 MIAX PEARL RC 2018 40 Securities Industry Essentials Examination VIEW DOCUMENT October 04, 2018 MIAX PEARL RC 2018 39 Market for Underlying Security used for Openings on MIAX PEARL for Symbol IBKR Effective Friday, October 5, 2018 VIEW DOCUMENT October 01, 2018 MIAX PEARL RC 2018 38 Market for Underlying Security used for Openings on MIAX PEARL for Symbol ACXM (RAMP) Effective Monday, October 2, 2018 VIEW DOCUMENT September 27, 2018 MIAX PEARL RC 2018 37 Securities Industry Essentials Examination VIEW DOCUMENT September 21, 2018 MIAX PEARL RC 2018 36 Market for Underlying Security used for Openings on MIAX PEARL for Symbol BOFI (AX) Effective Monday, October 1, 2018 VIEW DOCUMENT September 21, 2018 MIAX PEARL RC 2018 35 Market for Underlying Security used for Openings on MIAX PEARL for Symbol XON Effective Tuesday, September 25, 2018 VIEW DOCUMENT Current page 1 Page 2 Page 3 Page 4 Page 5 Page 6 Page 7 Page 8 Page 9 Next page Next › Last page Last »
October 22, 2018 MIAX PEARL RC 2018 43 FINRA Arbitration Rule Change Notice: Approved Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance VIEW DOCUMENT
October 22, 2018 MIAX PEARL RC 2018 43 FINRA Arbitration Rule Change Notice: Approved Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance VIEW DOCUMENT
October 12, 2018 MIAX PEARL RC 2018 42 Market for Underlying Security used for Openings on MIAX PEARL for Symbol WTW Effective Monday, October 15, 2018 VIEW DOCUMENT
October 09, 2018 MIAX PEARL RC 2018 41 Market for Underlying Security used for Openings on MIAX PEARL for Symbol VLY Effective Wednesday, October 10, 2018 VIEW DOCUMENT
October 04, 2018 MIAX PEARL RC 2018 39 Market for Underlying Security used for Openings on MIAX PEARL for Symbol IBKR Effective Friday, October 5, 2018 VIEW DOCUMENT
October 01, 2018 MIAX PEARL RC 2018 38 Market for Underlying Security used for Openings on MIAX PEARL for Symbol ACXM (RAMP) Effective Monday, October 2, 2018 VIEW DOCUMENT
September 21, 2018 MIAX PEARL RC 2018 36 Market for Underlying Security used for Openings on MIAX PEARL for Symbol BOFI (AX) Effective Monday, October 1, 2018 VIEW DOCUMENT
September 21, 2018 MIAX PEARL RC 2018 35 Market for Underlying Security used for Openings on MIAX PEARL for Symbol XON Effective Tuesday, September 25, 2018 VIEW DOCUMENT