As a registered national securities exchange, MIAX Options is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
January 14, 2020
Effective / Approved
Amend the Fee Schedule to make minor, non-substantive corrective edits and clarifiying changes
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January 14, 2020
Pending
Amend Chapter XVII, Consolidated Audit Trail Compliance Rule, to be consistent with certain proposed amendments to and exemptions from the CAT NMS Plan as well as to facilitate the retirement of certain existing regulatory systems.
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January 03, 2020
Effective / Approved
Amend the Fee Schedule to update the list of MIAX Select Symbols.
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December 30, 2019
Effective / Approved
Amend the Fee Schedule to extend the waiver of certain non-transaction fees for Market Makers in Proprietary Products until June 30, 2020
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December 20, 2019
Effective / Approved
Amend Rule 315, Anti-Money Laundering Compliance Program, to conform to FinCEN's AML Rule.
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December 20, 2019
Effective / Approved
Amend the Fee Schedule to modify certain connectivity fees
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December 10, 2019
Effective / Approved
Amend, reorganize and enhance the Exchange's membership, registration and qualification rules and consolidate the rules into new Chapter XIX, Registration, Qualification and Continuing Education.
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December 05, 2019
Effective / Approved
Amend the Fee Schedule to update the list of MIAX Select Symbols
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December 03, 2019
Effective / Approved
Amend Rule 1400, Definitions to adopt a definition for a Complex Trade
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November 13, 2019
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program through June 30, 2020
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