As a registered national securities exchange, MIAX Options is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
September 10, 2019
Effective / Approved
Amend the Fee Schedule at Section 1)a)iii to adjust the PCRP per contract credit for Complex Orders and amend Section 1)a)vii to adopt new Initiator rebates for QCC and cQCC orders
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August 30, 2019
Withdrawn
This filing has been withdrawn on September 10, 2019 and replaced with SR-MIAX-2019-40
August 23, 2019
Effective / Approved
Amend the Fee Schedule to modify certain connectivity fees
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August 09, 2019
Pending
Amend Rule 518, Complex Orders, to adopt new Interpretation and Policy .07, SPIKES Combo Orders, to further facilitate delta neutral transactions for investors that use complex orders to trade SPIKES options
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August 12, 2019
Effective / Approved
Amend Rule 518,Complex Orders, to state that orders and quotes executed in a Complex Auction will be allocated first in price priority based on their original limit price (or protected price, as described in Interpretation and Policy .05, if price protection is engaged).
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August 01, 2019
Effective / Approved
Amend the Fee Schedule to adjust the Options Regulatory Fee ("ORF")
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July 31, 2019
Effective / Approved
Amend the Fee Schedule to adjust certain PRIME Agency Order Credits
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July 18, 2019
Effective / Approved
Amend Rule 520, Limitations on Orders, to remove certain order entry restrictions on Electronic Exchange Members "EEMs"
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July 03, 2019
Effective / Approved
Amend Rule 503, Openings on the Exchange, to add additional detail and align the operation of the rule to MIAX Emerald Rule 503
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June 26, 2019
Withdrawn
This filing has been withdrawn and refiled as SR-MIAX-2019-38