As a registered national securities exchange, MIAX Options is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
April 24, 2019
Pending
Amend Rule 100, Definitions, Rule 200, Trading Permits, Rule 402, Criteria for Underlying Securities, Rule 403, Withdrawal of Approval of Underlying Securities and Rule 519, MIAX Order Monitor to make minor corrective changes
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April 11, 2019
Effective / Approved
Amend the Fee Schedule to modify SPIKES transaction fees
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April 05, 2019
Effective / Approved
Amend Rule 530, Limit Up-Limit Down, and Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, to extend the pilot to the close of business on October 18, 2019, for certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatility
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March 29, 2019
Withdrawn
This filing was withdrawn and refiled as SR-MIAX-2019-20
March 27, 2019
Effective / Approved
Amend the Fee Schedule to modify fees and rebates for QCC and cQCC orders
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March 22, 2019
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments
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March 21, 2019
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading
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March 11, 2019
Pending
Amend Rule 503, Openings on the Exchange, to reduce the amount of time the System will wait to start the Opening Process in certain circumstances.
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March 08, 2019
Effective / Approved
Amend the Fee Schedule to modify the Routing Fees
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