As a registered national securities exchange, MIAX Options is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
March 30, 2020
Effective / Approved
A proposal to temporarily extend the filing requirements for certain written reports, currently due April 1, 2020 pursuant to Exchange Rule 1308, Supervision of Accounts, to June 1, 2020.
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February 28, 2020
Effective / Approved
Amend the Fee Schedule to amend certain cPRIME credits under the PCRP and amend certain fees for contra-side orders in a cPRIME Auction.
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March 12, 2020
Effective / Approved
Amend Exchange Rule 100, Definitions, and Exchange Rule 503, Openings on the Exchange to incorporate the concept of a Composite Market into the Exchange's opening process.
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January 14, 2020
Effective / Approved
Amend the Fee Schedule to make minor, non-substantive corrective edits and clarifiying changes
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January 24, 2020
Withdrawn
This filing has been withdrawn on March 16, 2020.
January 03, 2020
Effective / Approved
Amend the Fee Schedule to update the list of MIAX Select Symbols.
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December 30, 2019
Effective / Approved
Amend the Fee Schedule to extend the waiver of certain non-transaction fees for Market Makers in Proprietary Products until June 30, 2020
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December 20, 2019
Effective / Approved
Amend Rule 315, Anti-Money Laundering Compliance Program, to conform to FinCEN's AML Rule.
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December 20, 2019
Effective / Approved
Amend the Fee Schedule to modify certain connectivity fees
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December 10, 2019
Effective / Approved
Amend, reorganize and enhance the Exchange's membership, registration and qualification rules and consolidate the rules into new Chapter XIX, Registration, Qualification and Continuing Education.
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