As a registered national securities exchange, MIAX Options is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
October 01, 2019
Effective / Approved
Amend the Fee Schedule to extend the waiver of certain non-transaction fees for Market Makers in Proprietary Products until December 31, 2019
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September 30, 2019
Withdrawn
This filing has been withdrawn on October 1, 2019
October 01, 2019
Effective / Approved
Amend Rule 519, MIAX Order Monitor, to clarify rule text
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September 10, 2019
Effective / Approved
Amend the Fee Schedule at Section 1)a)iii to adjust the PCRP per contract credit for Complex Orders and amend Section 1)a)vii to adopt new Initiator rebates for QCC and cQCC orders
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August 30, 2019
Withdrawn
This filing has been withdrawn on September 10, 2019 and replaced with SR-MIAX-2019-40
August 23, 2019
Effective / Approved
Amend the Fee Schedule to modify certain connectivity fees
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August 09, 2019
Effective / Approved
Amend Rule 518, Complex Orders, to adopt new Interpretation and Policy .07, SPIKES Combo Orders, to further facilitate delta neutral transactions for investors that use complex orders to trade SPIKES options
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August 12, 2019
Effective / Approved
Amend Rule 518,Complex Orders, to state that orders and quotes executed in a Complex Auction will be allocated first in price priority based on their original limit price (or protected price, as described in Interpretation and Policy .05, if price protection is engaged).
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August 01, 2019
Suspended
Notice of Filing and Immediate Effectiveness
Federal Register Notice
SEC Notice of Suspension of the Proposed Rule Change to Modify the Options Regulatory Fee
Federal Register Notice of Suspension of the Proposed Rule Change to Modify the Options Regulatory Fee
Amend the Fee Schedule to adjust the Options Regulatory Fee ("ORF")
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July 31, 2019
Effective / Approved
Amend the Fee Schedule to adjust certain PRIME Agency Order Credits
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