As a registered national securities exchange, MIAX Options is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
December 13, 2018
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program through June 30, 2019.
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November 28, 2018
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, Interpretations and Policies .03 to relocate existing rule text from Rule 404, Series of Option Contracts Open for Trading
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November 09, 2018
Pending
Notice of Filing
Federal Register Notice
SEC Notice of Designation of Longer Period for Commission Action
Federal Register Notice of Designation of Longer Period for Commission Action
Amend Rule 518, Complex Orders
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November 09, 2018
Pending
Notice of Filing
Federal Register Notice
SEC Notice of Designation of Longer Period for Commission Action
Federal Register Notice of Designation of Longer Period for Commission Action
Amend Rule 100, Definitions, Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes
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November 09, 2018
Pending
Notice of Filing
Federal Register Notice
SEC Notice of Designation of Longer Period for Commission Action
Federal Register Notice of Designation of Longer Period for Commission Action
Amend Rule 517, Quote Types Defined, Rule 519, MIAX Order Monitor, and Rule 519A, Risk Protection Monitor
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November 09, 2018
Effective / Approved
Amend Rule 503, Openings on the Exchange, Interpretations and Policies .02 and .03, to relocate certain existing rule text from Rule 1809.
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November 08, 2018
Effective / Approved
Amend Rule 406, Long-Term Option Contracts, relating to SPY LEAPS Expiration.
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October 24, 2018
Effective / Approved
Amend Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism and Rule 518, Complex Orders
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September 27, 2018
Effective / Approved
Amend Rule 203, Qualification and Registration of Members and Associated Persons, Rule 1301, Registration of Options Principals, and Rule 1302, Registration of Representatives relating to the Securities Industry Essentials ("SIE") Examination.
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September 18, 2018
Withdrawn
SEC Suspension of Connectivity Fees
Federal Register Notice Suspension of Connectivity Fees
SEC Notice of Withdrawal of Proposed Rule Change
Federal Register Notice of Withdrawal of Proposed Rule Change
Amend the Fee Schedule to modify certain connectivity fees.
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