As a registered national securities exchange, MIAX Options is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
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September 17, 2020
Pending
Amend Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, to adopt a new ISO PRIME order type.
VIEW DOCUMENT
September 04, 2020
Effective / Approved
Adopt Rule 1326, Transfer of Positions, to provide a process by which Members may transfer option positions in limited circumstances.
VIEW DOCUMENT
August 25, 2020
Effective / Approved
Amend the Fee Schedule to increase the number of Additional Limited Service MIAX Express Interface ("MEI") Ports available to Market Makers.
VIEW DOCUMENT
August 25, 2020
Effective / Approved
Amend the Fee Schedule to extend the waiver of certain non-transaction fees for Market Makers in Proprietary Products until December 31, 2020.
VIEW DOCUMENT
July 29, 2020
Effective / Approved
Amend Chapter XVII, Audit Trail Compliance Rule, to amend the definition of Firm Designated IDs in Rule 1701(r) consistent with a recent Commission approved amendment to the CAT NMS Plan.
VIEW DOCUMENT
July 31, 2020
Effective / Approved
Amend the Fee Schedule to extend the cap waiver of 1,000 contracts per leg for cPRIME Agency Order Rebates for all tiers under the Priority Customer Rebate Program ("PCRP") until August 31, 2020 and to update the list of Select Symbols under the PCRP.
VIEW DOCUMENT
July 02, 2020
Effective / Approved
Extend the filing requirements for certain supervision-related reports currently due April 1, 2020 pursuant to Rule 1308, Supervision of Accounts, currently given an extension through June 30, 2020 to July 31, 2020.
VIEW DOCUMENT
June 30, 2020
Withdrawn
This filing was withdrawn on August 25, 2020 and replaced with SR-MIAX-2020-29.
June 30, 2020
Effective / Approved
Amend the Fee Schedule to extend the waiver of certain non-transaction fees for Market Makers in Proprietary Products until September 30, 2020.
VIEW DOCUMENT
June 30, 2020
Effective / Approved
Amend the Fee Schedule to make non-substantive, clerical changes in order to conform to the adoption of the new Penny Interval Program.
VIEW DOCUMENT