As a registered national securities exchange, MIAX Emerald is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
November 13, 2019
Pending
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program through June 30, 2020
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October 22, 2019
Effective / Approved
Amend the Fee Schedule to adopt connectivity fees
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October 16, 2019
Effective / Approved
Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, and Rule 530, Limit Up-Limit Down, to make permanent certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatility
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September 30, 2019
Withdrawn
This filing has been withdrawn on October 1, 2019
August 30, 2019
Effective / Approved
Amend Rule 519, MIAX Emerald Order Monitor, to clarify rule text.
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August 23, 2019
Withdrawn
This filing has been withdrawn and refiled as SR-EMERALD-2019-35
August 07, 2019
Effective / Approved
Amend Rule 520, Limitations on Orders, to remove certain order entry restrictions on Electronic Exchange Members ("EEMs")
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August 01, 2019
Suspended
Notice of Filing and Immediate Effectiveness
Federal Register Notice
SEC Notice of Suspension of the Proposed Rule Change to Modify the Options Regulatory Fee
Federal Register Notice of Suspension of the Proposed Rule Change to Modify the Options Regulatory Fee
Amend the Fee Schedule to adjust the Options Regulatory Fee ("ORF")
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July 22, 2019
Effective / Approved
Amend Rule 515, Execution of Orders and Quotes, to make minor non-substantive edits and clarifying changes to the rule.
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July 18, 2019
Effective / Approved
Amend Rule 518, Complex Orders, to standardize allocation priority at the conclusion of a Complex Auction
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