As a registered national securities exchange, MIAX Emerald is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
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March 05, 2021
Pending
Adopt Rule 531, Reports, to provide for the new Liquidity Taker Event Report.
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March 01, 2021
Pending
Amend Rule 200, Trading Permits, requiring membership in another national securities exchange or association.
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February 16, 2021
Effective / Approved
Amend the Fee Schedule to establish port fees, modify certain connectivity fees, and increase the number of additional limited service ports.
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February 08, 2021
Withdrawn
This filing has been withdrawn.
February 04, 2021
Effective / Approved
Amend the Fee Schedule to establish Market Data Fees.
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January 22, 2021
Withdrawn
This filing was withdrawn and replaced with SR-EMERALD-2021-05 on February 4, 2021.
January 22, 2021
Effective / Approved
Amend the Fee Schedule to establish Monthly Trading Permit Fees.
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January 22, 2021
Withdrawn
This filing has been withdrawn and replaced with SR-EMERALD-2021-07.
January 21, 2021
Effective / Approved
Amend the Fee Schedule to establish one time Membership Application Fees, Application and Programming Interface ("API") Testing and Certification Fees, and Network Connectivity Testing and Certification Fees.
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December 28, 2020
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
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