Rule Filings

MIAX Emerald

As a registered national securities exchange, MIAX Emerald is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

filter

March 23, 2023

SR EMERALD 2023 07

Effective / Approved

Amend the Fee Schedule to amend fees for the historical Open-Close Report to: (i) add a fee for ad hoc requests for end-of-day data; (ii) adopt a new fee for ad hoc requests for intra-day data; and (iii) adopt acedemic discounts for the historical end-of-day Open-Close data.

VIEW DOCUMENT

February 24, 2023

SR EMERALD 2023 06

Effective / Approved

Notice of Filing and Immediate Effectiveness Federal Register Notice

Amend the Fee Schedule to adopt fees for a new data product known as the Liquidity Taker Event Report-Resting Simple Orders.

VIEW DOCUMENT

February 23, 2023

SR EMERALD 2023 05

Effective / Approved

Notice of Filing and Immediate Effectiveness Federal Register Notice

Amend the Fee Schedule to Modify Certain Connectivity and Port Fees.