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Rule Filings

MIAX Emerald

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As a registered national securities exchange, MIAX Emerald is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

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March 23, 2023
SR EMERALD 2023 07
Effective / Approved
Amend the Fee Schedule to amend fees for the historical Open-Close Report to: (i) add a fee for ad hoc requests for end-of-day data; (ii) adopt a new fee for ad hoc requests for intra-day data; and (iii) adopt acedemic discounts for the historical end-of-day Open-Close data.
VIEW DOCUMENT
February 24, 2023
SR EMERALD 2023 06
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the Fee Schedule to adopt fees for a new data product known as the Liquidity Taker Event Report-Resting Simple Orders.
VIEW DOCUMENT
February 23, 2023
SR EMERALD 2023 05
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the Fee Schedule to Modify Certain Connectivity and Port Fees.
VIEW DOCUMENT
February 23, 2023
SR EMERALD 2023 04
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the Fee Schedule Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product.
VIEW DOCUMENT
February 09, 2023
SR-EMERALD-2023-03
Withdrawn
This filing has been withdrawn on February 24, 2023 and replaced with SR-EMERALD-2023-06.
January 18, 2023
SR EMERALD 2023 02
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend Rule 531, Reports, Market Data Products and Services, to provide for the new “Liquidity Taker Event Report – Resting Simple Orders”
VIEW DOCUMENT
January 09, 2023
SR-EMERALD-2023-01
Withdrawn
This filing has been withdrawn on February 23, 2023 and replaced with SR-EMERALD-2023-05.
December 30, 2022
SR-EMERALD-2022-38
Withdrawn
This filing has been withdrawn on January 9, 2023 and replaced with SR-EMERALD-2023-01.
December 28, 2022
SR-EMERALD-2022-37
Withdrawn
This filing has been withdrawn on February 23, 2023 and replaced with SR-EMERALD-2023-04.
December 08, 2022
SR EMERALD 2022 36
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the Fee Schedule to reflect adjustments to FINRA Registration and Fingerprinting Fees.
VIEW DOCUMENT
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