As a registered national securities exchange, MIAX Emerald is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
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September 08, 2020
Effective / Approved
Amend the Fee Schedule to lower the Simple Maker rebates in Tier 4 for options transactions in Penny classes and non-Penny classes for executed Priority Customers orders when the contra is an Affiliated Market Maker.
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June 30, 2020
Effective / Approved
Amend the Fee Schedule to make non-substantive, clerical changes in order to conform to the adoption of the new Penny Interval Program.
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May 29, 2020
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options.
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March 31, 2020
Effective / Approved
Amend the Fee Schedule to adjust certain Maker rebates and Taker fees for all market participants.
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January 15, 2020
Effective / Approved
Amend the Fee Schedule to make minor, non-substantive corrective edits and clarifying changes.
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January 10, 2020
Effective / Approved
Amend, reorganize and enhance the Exchange's membership, registration and qualification rules and consolidate the rules into new Chapter XIX, Registration, Qualification and Continuing Education.
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December 20, 2019
Effective / Approved
Amend the Fee Schedule to adopt connectivity fees
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December 19, 2019
Effective / Approved
Amend Rules 100, 503, 515, 516, 517, 518 and 521 to update internal cross-references.
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December 16, 2019
Effective / Approved
Amend Rule 515, Execution of Orders and Quotes, to make minor non-substantive edits and clarifying changes to the rule text.
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November 13, 2019
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program through June 30, 2020
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