As a registered national securities exchange, MIAX Emerald is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
August 30, 2019
Effective / Approved
Amend Rule 519, MIAX Emerald Order Monitor, to clarify rule text.
VIEW DOCUMENT
August 23, 2019
Effective / Approved
Amend the Fee Schedule to adopt connectivity fees
VIEW DOCUMENT
August 07, 2019
Effective / Approved
Amend Rule 520, Limitations on Orders, to remove certain order entry restrictions on Electronic Exchange Members ("EEMs")
VIEW DOCUMENT
August 01, 2019
Effective / Approved
Amend the Fee Schedule to adjust the Options Regulatory Fee ("ORF")
VIEW DOCUMENT
July 22, 2019
Effective / Approved
Amend Rule 515, Execution of Orders and Quotes, to make minor non-substantive edits and clarifying changes to the rule.
VIEW DOCUMENT
July 18, 2019
Effective / Approved
Amend Rule 518, Complex Orders, to standardize allocation priority at the conclusion of a Complex Auction
VIEW DOCUMENT
July 16, 2019
Effective / Approved
Amend Rule 503, Openings on the Exchange, to make minor non-substantive corrective edits to the rule text.
VIEW DOCUMENT
June 28, 2019
Effective / Approved
Amend the Fee Schedule to provide a higher simple maker rebate in SPY, QQQ and IWM in certain transactions
VIEW DOCUMENT
June 26, 2019
Withdrawn
This filing has been withdrawn and refiled as SR-EMERALD-2019-31
May 30, 2019
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments to extend the Penny Pilot Program through December 31, 2019
VIEW DOCUMENT