As a registered national securities exchange, MIAX Emerald is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
November 10, 2022
Effective / Approved
Amend Exchange Rule 515, Execution of Orders and Quotes, to make a minor non-substantive edit.
VIEW DOCUMENT
November 10, 2022
Effective / Approved
Amend Exchange Rule 518, Complex Orders, to adopt Do-Not-Leg complex order instruction.
VIEW DOCUMENT
November 10, 2022
Effective / Approved
Adopt Exchange Rule 532, Order and Quote Protection Mechanisms and Risk Controls.
VIEW DOCUMENT
September 13, 2022
Effective / Approved
Amend the Fee Schedule to amend the Market Makers Simple Maker rebate when trading contra to Priority Customers in Penny classes will be reduced by $0.02 per contract in all tiers.
VIEW DOCUMENT
September 12, 2022
Effective / Approved
Amend Exchange Rule 519, MIAX Emerald Order Monitor, to allow Members to determine the Threshold Setting.
VIEW DOCUMENT
September 09, 2022
Withdrawn
This filing was withdrawn on September 12, 2022 and replaced with SR-EMERALD-2022-28.
September 01, 2022
Withdrawn
This filing was withdrawn on September 13, 2022 and replaced with SR-EMERALD-2022-29.
July 13, 2022
Effective / Approved
Amend Exchange Rule 518 and 515A to Adopt Functionality Available on MIAX Options.
VIEW DOCUMENT
July 18, 2022
Effective / Approved
Proposal to make a number of minor, non-substantive edits to Exchange Rule 515, Execution of Orders and Quotes.
VIEW DOCUMENT
July 01, 2022
Effective / Approved
Amend Rule 518, Complex Orders, and Rule 515, Execution of Orders and Quotes, to permit pricing of stock-option complex strategies in any decimal price the Exchange determines.
VIEW DOCUMENT