As a registered national securities exchange, MIAX Emerald is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
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November 30, 2020
Effective / Approved
Amend the Fee Schedule to amend the exchange groupings of options exchanges within the routing fee table.
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November 25, 2020
Effective / Approved
Amend the Fee Schedule to establish Monthly Trading Permit Fees.
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November 25, 2020
Effective / Approved
Amend the Fee Schedule to establish Port Fees and increase certain connectivity fees.
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November 25, 2020
Effective / Approved
Amend the Fee Schedule to establish Market Data Fees.
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November 25, 2020
Effective / Approved
Amend the Fee Schedule to establish one time Membership Application Fees, Application and Programming Interface ("API") Testing and Certification Fees, and Network Connectivity Testing and Certification Fees.
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October 28, 2020
Effective / Approved
A proposal to amend the Exchange's Certificate of Formation, LLC Agreement, and the By-Laws to make nonsubstantive, administrative and clarifying changes.
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October 14, 2020
Withdrawn
This filing was withdrawn on November 25, 2020 and replaced with SR-MIAX-2020-16.
October 01, 2020
Withdrawn
This filing was withdrawn on November 25, 2020 and replaced with SR-EMERALD-2020-17.
October 01, 2020
Withdrawn
This filing was withdrawn on November 25, 2020 and replaced with SR-EMERALD-2020-18.
October 01, 2020
Withdrawn
This filing was withdrawn on October 14, 2020 and replaced with SR-EMERALD-2020-13.