As a registered national securities exchange, MIAX Emerald is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
January 07, 2022
Effective / Approved
Amend Rule 521, Nullification and Adjustments of Options Transactions Including Obvious Errors, to improve the operation of the Rule. This Rule will become effective on a date to be announced by the Exchange through a Regulatory Circular.
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December 29, 2021
Effective / Approved
Amend the Fee Schedule to reflect adjustments to the FINRA Registration Fees.
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December 30, 2021
Effective / Approved
Amend the Fee Schedule to decrease certain Simple Maker rebates for the Market Maker Origin and make several non-substantive formatting changes.
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December 10, 2021
Effective / Approved
Amend the Fee Schedule to adopt fees for the market data product cTOM.
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December 01, 2021
Effective / Approved
Amend the Fee Schedule to amend certain port fees.
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December 01, 2021
Effective / Approved
Amend the Fee Schedule to amend certain connectivity fees.
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November 08, 2021
Effective / Approved
Amend the Fee Schedule to adjust Routing Fees.
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November 05, 2021
Effective / Approved
Amend the Fee Schedule to establish a policy relating to billing errors.
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October 29, 2021
Effective / Approved
Amend the Fee Schedule to revise the application of the Tier Calculation.
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November 19, 2021
Pending
SEC Notice of Filing
Federal Register Notice of Filing
SEC Notice of Designation of a Longer Period for Commission Action
Amend Rule 531, Reports, to adopt a new service called the "High Precision Network Time Signal Service".
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