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Rule Filings

MIAX PEARL

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As a registered national securities exchange, MIAX PEARL is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX PEARL is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX PEARL will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

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January 13, 2021
SR PEARL 2021 01
Effective / Approved
Amend the Fee Schedule to modify the Exchange's Connectivity Fees.
VIEW DOCUMENT
December 31, 2020
SR-PEARL-2020-39
Withdrawn
This filing has been withdrawn and replaced with SR-PEARL-2021-01 on January 13, 2021.
December 31, 2020
SR PEARL 2020 38
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the Fee Schedule to modify certain transaction fees.
VIEW DOCUMENT
December 31, 2020
SR PEARL 2020 37
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the MIAX PEARL Equities Fee Schedule to increase the rebate for displayed orders that add liquidity in Tape B securities priced at or above $1.00  to $0.0035 per share and to decrease the fee for orders that remove liquidity in Tape B Securities priced at or above $1.00  to $0.0027 per share. 
VIEW DOCUMENT
December 28, 2020
SR PEARL 2020 36
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend Exchange Rule 3100, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals). 
VIEW DOCUMENT
December 21, 2020
SR PEARL 2020 35
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the Fee Schedule to increase the number of additional Limited Service MIAX Express Order Interface ("MEO") Ports available to Members.
VIEW DOCUMENT
December 04, 2020
SR PEARL 2020 34
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the MIAX PEARL Equities Fee Schedule to change the rates for securities priced below $1.00 that are executed on MIAX PEARL Equities.
VIEW DOCUMENT
December 03, 2020
SR PEARL 2020 33
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the MIAX PEARL Equities Fee Schedule to adopt certain non-transaction fees.
VIEW DOCUMENT
December 02, 2020
SR PEARL 2020 32
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the MIAX PEARL Equities Fee Schedule to provide pricing for securities priced below $1.00 that are executed on MIAX PEARL Equities.
VIEW DOCUMENT
November 30, 2020
SR PEARL 2020 31
Effective / Approved
Notice of Filing and Immediate Effectiveness Federal Register Notice
Amend the Fee Schedule to amend the exchange groupings of options exchanges within the routing fee table.
VIEW DOCUMENT
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