As a registered national securities exchange, MIAX Pearl is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
May 09, 2022
This filing was withdrawn on May 17, 2022 and replaced with SR-PEARL-2022-23.
May 02, 2022
Notice of Filing Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove
Amend the MIAX Pearl Options Fee Schedule to amend certain connectivity and port fees.
April 29, 2022
This filing was withdrawn on May 12, 2022 and replaced with SR-PEARL-2022-21.
April 28, 2022
This filing was withdrawn of May 9, 2022 and replaced with SR-PEARL-2022-19.
April 07, 2022
Effective / Approved
Amend Exchange Rules 2600, Hours of Trading and Trading Days, and 2615, Opening Process, to: (i) accept prior to 9:30 a.m. Eastern Time orders in equity securities that include a Post Only instruction and a time-in-force of Regular Hours Only, and orders that include a Minimum Execution Quantity instruction and a time-in-force of RHO; and (ii) accept and retain such orders when trading in a security is halted.