As a registered national securities exchange, MIAX PEARL is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX PEARL is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX PEARL will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
August 01, 2019
Effective / Approved
Amend the Fee Schedule to adjust the Options Regulatory Fee ("ORF")
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June 28, 2019
Effective / Approved
Amend the Fee Schedule to establish certain non-transaction fees and remove certain fee waivers
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June 26, 2019
Effective / Approved
Amend the Fee Schedule to modify certain connectivity fees
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May 30, 2019
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot program through December 31, 2019.
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May 16, 2019
Effective / Approved
Amend Rule 515, Execution of Orders, to remove language pertaining to the timestamping of orders being re-booked and re-displayed at a more aggresive Book price
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May 07, 2019
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, to allow for $1 strike prices above $200 on additional series of options of certain ETF shares.
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April 29, 2019
Withdrawn
This filing has been withdrawn and refiled as SR-PEARL-2019-21
April 24, 2019
Effective / Approved
Proposal to make a number of technical, non-substantive changes to various exchange rules.
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April 29, 2019
Effective / Approved
Amend the Fee Schedule to adjust the Firm Origin tier threshold requirements for Members to qualify for the alternative Taker fee
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April 05, 2019
Effective / Approved
Amend Rule 530, Limit Up-Limit Down, and Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, to extend the pilot to the close of business on October 18, 2019, for certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatility.
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