As a registered national securities exchange, MIAX PEARL is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX PEARL is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX PEARL will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act. MIAX PEARL rule filings are listed below. In addition, the MIAX PEARL Rulebook incorporates a number of Chapters from the MIAX Options rules. Therefore, any MIAX Options rule filings which modify those MIAX Options rules that are incorporated into the MIAX PEARL Rulebook are also listed below.
December 13, 2018
Pending
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program through June 30, 2019.
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December 12, 2018
Pending
Amend Exchange Rule 519, MIAX PEARL Order Monitor ("MOM")
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November 08, 2018
Effective / Approved
Amend Rule 406, Long-Term Option Contracts relating to SPY LEAPS Expiration
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October 31, 2018
Effective / Approved
Amend the Fee Schedule to modify the transaction fees.
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October 31, 2018
Effective / Approved
Amend the Fee Schedule to modify the transaction fees.
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September 28, 2018
Effective / Approved
Amend the Fee Schedule to modify the transaction fees.
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September 27, 2018
Effective / Approved
Amend Rule 203, Qualification and Registration of Members and Associated Persons, relating to the Securities Industry Essentials ("SIE") Examination
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September 18, 2018
Withdrawn
SEC Suspension of Connectivity Fees
Federal Register Notice Suspension of Connectivity Fees
SEC Notice of Withdrawal of Proposed Rule Change
Federal Register Notice of Withdrawal of Proposed Rule Change
Amend the Fee Schedule to modify certain network fees.
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August 30, 2018
Effective / Approved
Amend Rule 404A, Select Provisions of Options Listing Procedures Plan, and Rule 406, Long-Term Option Contracts.
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August 01, 2018
Effective / Approved
Amend the Fee Schedule to modify the transaction fees.
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