As a registered national securities exchange, MIAX PEARL is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX PEARL is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX PEARL will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
October 01, 2019
Effective / Approved
Amend the Fee Schedule to remove the application of, and definitions for, non-transaction fee waivers and waiver periods
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October 01, 2019
Effective / Approved
Amend the Fee Schedule to adopt Member Participant Identifier("MPID") fees
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September 30, 2019
Withdrawn
This filing has been withdrawn on October 1, 2019
October 01, 2019
Effective / Approved
Amend Rule 519, MIAX PEARL Order Monitor ("MOM"), to clarify rule text
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September 20, 2019
Effective / Approved
Amend the Fee Schedule to establish Membership Application Fees
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September 20, 2019
Effective / Approved
Amend the Fee Schedule to establish Member and Non-Member Application Programming Interface ("API") Testing and Certification Fees
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August 23, 2019
Effective / Approved
Amend the Fee Schedule to modify certain connectivity fees
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August 19, 2019
Effective / Approved
Amend Rules 503, Openings on the Exchange, and 515, Execution of Orders, to make minor, non-substantive edits and clarifying changes to the rule text
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August 01, 2019
Suspended
Notice of Filing and Immediate Effectiveness
Federal Register Notice
SEC Notice of Suspension of the Proposed Rule Change to Modify the Options Regulatory Fee
Federal Register Notice of Suspension of the Proposed Rule Change to Modify the Options Regulatory Fee
Amend the Fee Schedule to adjust the Options Regulatory Fee ("ORF")
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June 28, 2019
Withdrawn
This filing has been withdrawn on August 27, 2019.