As a registered national securities exchange, MIAX PEARL is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX PEARL is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX PEARL will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
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May 03, 2021
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to remove the cap on the number of Limited Service MEO Ports.
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April 22, 2021
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, to permit Monday and Wednesday expirations for options listed pursuant to the Short Term Options Series Program on QQQ.
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April 22, 2021
Withdrawn
This filing has been withdrawn on May 3, 2021 and replaced with SR-PEARL-2021-22.
April 22, 2021
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, to limit the intervals between strikes within the Short Term Options Series Program. this Rule will be implemented on a date to be announced by the Exchange through a Regulatory Circular.
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April 21, 2021
Effective / Approved
Amend Rule 3100, Registration Requirements, to extend the 120-day period that certain individuals can function as principals without having successfully passed an appropriate qualification examination through June 30, 2021.
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April 09, 2021
Withdrawn
This filing has been withdrawn and replaced with SR-PEARL-2021-20 on April 22, 2021.
April 08, 2021
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend the tables for the Add/Remove Tiered Rebates/Fees that apply to all Origins.
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March 31, 2021
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to lower the fee to remove liquidity in securities priced at or above $1.00 to $0.0025 per share for all Tapes.
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March 31, 2021
Withdrawn
This filing was withdrawn on April 8, 2021 and replaced with SR-PEARL-2021-16.
March 26, 2021
Effective / Approved
Amend Rule 404A, Select Provisions of Options Listing Procedure Plans, to update a Uniform Resource Locator "URL" within the rule.
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