As a registered national securities exchange, MIAX PEARL is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX PEARL is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX PEARL will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
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December 02, 2020
Effective / Approved
Amend the MIAX PEARL Equities Fee Schedule to provide pricing for securities priced below $1.00 that are executed on MIAX PEARL Equities.
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November 30, 2020
Effective / Approved
Amend the Fee Schedule to amend the exchange groupings of options exchanges within the routing fee table.
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November 24, 2020
Pending
Amend certain sections of the Exchange's By-Laws to (i) correspond with an Equity Rights Program ("ERP") recently established by the Exchange and (ii) make non-substantive changes to the current By-Laws.
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November 24, 2020
Pending
Amend the Exchange's Certificate of Formation to make several corrective edits and clarifying changes.
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November 23, 2020
Pending
Amend Rule 2611, Odd and Mixed Lots, regarding the handling of odd lot sized orders.
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November 23, 2020
Withdrawn
This filing was withdrawn on November 24, 2020 and replaced with SR-PEARL-2020-30
November 13, 2020
Effective / Approved
Amend Rule 2618, Risk Settings and Trading Risk Monitors, to adopt the "Net Notional Trade Value" risk setting.
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November 05, 2020
Effective / Approved
Amend the Fee Schedule to increase the number of additional Limited Service MIAX Express Order Interface ("MEO") Ports available to Members
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October 30, 2020
Effective / Approved
Amend the MIAX PEARL Equities Fee Schedule to increase the rebate for displayed orders that add liquiidity in securities priced at or above $1.00.
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October 28, 2020
Effective / Approved
A proposal to amend the Exchange's Certificate of Formation, LLC Agreement, and the By-Laws to make nonsubstantive, administrative and clarifying changes.
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