As a registered national securities exchange, MIAX Pearl is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
filter
July 20, 2021
Pending
Amend Rule 2616, Priority of Orders, to provide that an order will receive a new timestamp when its position is modified via a Cancel/Replace message during a Short Sale Period.
VIEW DOCUMENT
July 12, 2021
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to implement the Liquidity Indicator Codes.
VIEW DOCUMENT
July 01, 2021
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend the fees for Full Service MEO Ports.
VIEW DOCUMENT
July 01, 2021
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to remove certain credits and amend the fees for Trading permits.
VIEW DOCUMENT
July 01, 2021
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to modify the volume thresholds for the Alternative Volume Criteria in Tier 3 of the Market Maker Origin.
VIEW DOCUMENT
July 01, 2021
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend the fees for Purge Ports.
VIEW DOCUMENT
July 01, 2021
Withdrawn
This filing has been withdrawn on July 12, 2021 and replaced with SR-PEARL-2021-34.
June 28, 2021
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to remove text pertaining to 10Gb connectivity that will no longer be offered by the Exchange and the corresponding fees for those services.
VIEW DOCUMENT
June 07, 2021
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to adopt fees for the Liquidity Taker Event Report.
VIEW DOCUMENT
May 28, 2021
Effective / Approved
Amend the Fee Schedule to adopt fees for the Open-Close Report.
VIEW DOCUMENT