As a registered national securities exchange, MIAX Options is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
January 03, 2022
Withdrawn
This filing was withdrawn on January 13, 2022 and replaced with SR-MIAX-2022-05.
December 29, 2021
Effective / Approved
Amend the Fee Schedule to reflect adjustments to the FINRA Registration Fees.
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December 23, 2021
Effective / Approved
Amend the Fee Schedule to(1) extend the waiver period for certain non-transaction fees (membership app, trading permits, API testing, MEI port fees) applicable to MMs that trade solely in Prop Products until June 30, 2022; and (2) extend the SPIKES Options MM Incentive Program until March 31, 2022.
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December 10, 2021
Withdrawn
This filing was withdrawn on February 7, 2022 and replaced with SR-MIAX-2022-10.
December 03, 2021
Effective / Approved
Amend Rule 307, Exercise Limits and Rule 309, Position Limits to increase position and exercise limits for options on certain ETFs.
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December 01, 2021
Withdrawn
This filing was withdrawn on February 1, 2022 and replaced with SR-MIAX-2022-08.
December 01, 2021
Withdrawn
This filing was withdrawn on February 1, 2022 and replaced with SR-MIAX-2022-07.
November 16, 2021
Effective / Approved
SEC Notice of Filing
Federal Register Notice of Filing
SEC Notice of Designation of a Longer Period for Commission Action
Federal Register Notice of Designation of a Longer Period for Commission Action
Amendment No. 1
Partial Amendment No. 2
SEC Approval Order
Federal Register Approval Order
Adopt Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls.
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November 08, 2021
Effective / Approved
Amend the Fee Schedule to Adjust Routing Fees.
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October 29, 2021
Effective / Approved
Amend the Fee Schedule to amend the criteria for Members to receive the additional PRIME Agency Order credit for Priority Customer PRIME Agency Orders under the PCRP, and make a minor non-substantive edit.
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