As a registered national securities exchange, MIAX Options is required to submit to the SEC pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
May 23, 2017
Effective / Approved
Notice of Filing Federal Register Notice SEC Notice of Designation of Longer Period for Commission Action Federal Register Notice of Designation of Longer Period for Commission Action Partial Amendment SEC Approval Federal Register Approval
Adopt Rule 1713, Consolidated Audit Trail-Fee Dispute Resolution, to establish the procedures for resolving potential disputes related to CAT fees charged to industry members.