Rules Incorporated by Reference

MIAX Options has rules that incorporate by reference rules of other self-regulatory organizations. Specifically, MIAX Options Rule 1107 incorporates by reference the rules of the Financial Industry Regulatory Authority (FINRA) relating to arbitration of disputes and transfer of customer account rules and MIAX Options Rule 1502 incorporates by reference the rules of both CBOE and NYSE relating to initial and maintenance margin requirements. Thus, whenever FINRA amends its arbitration and transfer of customer account rules and whenever CBOE and NYSE amend their margin rules, MIAX Options is required to provide written notice to its Members of those proposed changes and provide a link to the CBOE and NYSE websites where the proposed rule change filings are located.