MIAX PEARL Finra Rule Filing Circulars MIAX Pearl filter MonthJanuaryFebruaryMarchAprilMayJuneJulyAugustSeptemberOctoberNovemberDecember Year20222021202020192018201720162015201420132012 May 27, 2022 MIAX Pearl Options RC 2022 30 Proposed Rule Change to Amend FINRA Rule 13000 Series, Code of Arbitration Procedure for Industry Disputes, To Align the Code with the Ending Forced Arbitration of Sexual Assult and Sexual Harassment Act of 2021 VIEW DOCUMENT December 28, 2020 MIAX Pearl Options RC 2020 66 Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees VIEW DOCUMENT December 17, 2020 MIAX PEARL RC 2020 62 Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure VIEW DOCUMENT October 26, 2020 MIAX PEARL RC 2020 51 Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees VIEW DOCUMENT October 06, 2020 MIAX PEARL RC 2020 47 Proposed Rule Change to Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the current process relating to the expungement of customer dispute information. VIEW DOCUMENT June 04, 2020 MIAX PEARL RC 2020 19 Approved Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information VIEW DOCUMENT March 05, 2020 MIAX PEARL RC 2020 06 FINRA Arbitration Rule Change: Order Approving a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive VIEW DOCUMENT March 02, 2020 MIAX PEARL RC 2020 05 Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information VIEW DOCUMENT November 25, 2019 MIAX PEARL RC 2019 36 FINRA Arbitration Rule Change: Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive VIEW DOCUMENT May 13, 2019 MIAX PEARL RC 2019 20 FINRA Arbitration Rule Change Notice: Approved Rule Change to Expand Time for Non-Parties to Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents VIEW DOCUMENT Pagination Page 1 Next page ››
May 27, 2022 MIAX Pearl Options RC 2022 30 Proposed Rule Change to Amend FINRA Rule 13000 Series, Code of Arbitration Procedure for Industry Disputes, To Align the Code with the Ending Forced Arbitration of Sexual Assult and Sexual Harassment Act of 2021 VIEW DOCUMENT
December 28, 2020 MIAX Pearl Options RC 2020 66 Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees VIEW DOCUMENT
December 17, 2020 MIAX PEARL RC 2020 62 Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure VIEW DOCUMENT
October 26, 2020 MIAX PEARL RC 2020 51 Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees VIEW DOCUMENT
October 06, 2020 MIAX PEARL RC 2020 47 Proposed Rule Change to Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the current process relating to the expungement of customer dispute information. VIEW DOCUMENT
June 04, 2020 MIAX PEARL RC 2020 19 Approved Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information VIEW DOCUMENT
March 05, 2020 MIAX PEARL RC 2020 06 FINRA Arbitration Rule Change: Order Approving a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive VIEW DOCUMENT
March 02, 2020 MIAX PEARL RC 2020 05 Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information VIEW DOCUMENT
November 25, 2019 MIAX PEARL RC 2019 36 FINRA Arbitration Rule Change: Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive VIEW DOCUMENT
May 13, 2019 MIAX PEARL RC 2019 20 FINRA Arbitration Rule Change Notice: Approved Rule Change to Expand Time for Non-Parties to Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents VIEW DOCUMENT