Regulatory Alert
MIAX Options
November 21, 2018 | 12:25 PM
CAT Reporting Requirements Presentation Schedule and Registration Information
The CAT NMS, LLC Operating Committee is hosting in-person presentations on options reporting requirements for the Consolidated Audit Trail. During these presentations, the SROs and Thesys CAT LLC will provide information on the reporting of options orders in accordance with the CAT Reporting Technical Specifications for Industry Members; including detailed discussions of reporting scenarios, implementation timelines and registration.
Please refer to MIAX Options Regulatory Circular 2018-66 for further details.
Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.