Trading Alert
MIAX Options
March 27, 2019 | 03:17 PM
Amendment to Exchange Rule 507, Must Give Up Clearing Member, and Exchange Rule 513, Submission of Orders and Clearance Transactions
Amendments to Exchange Rules 507 and 513 allow Clearing Members to restrict one or more of their OCC clearing numbers by submitting a completed “Clearing Member Restriction Form” to the Exchange’s Membership Department.
An Exchange Member desiring to Give Up a Restricted OCC Number may authorize a Member by submitting a completed “Clearing Member Restriction Form” to the Exchange’s Membership Department.
For more information on Clearing Member Restrictions please refer to:
- MIAX Options Regulatory Circular 2019-23
- MIAX PEARL Regulatory Circular 2019-10
- MIAX Emerald Regulatory Circular 2019-37
Regulatory inquiries should be directed to Regulatory@miaxglobal.com or (609) 897-7309.