Regulatory Alert
MIAX Pearl Equities
September 17, 2020 | 04:25 PM
Gross Notional Trade Value Settings and Adjustments by Members and Clearing Members on MIAX PEARL Equities
Effective September 25, 2020, MIAX PEARL Equities will allow an Equity Member that does not self-clear to allocate and revoke the responsibility of establishing and adjusting their Gross Notional Trade Value risk settings to a Clearing Member that clears transactions on behalf of the Equity Member on MIAX PEARL Equities, subject to regulatory review.
Please refer to MIAX PEARL Equities Regulatory Circular 2020-09 for more information on Gross Notional Trade Value risk settings.
For questions regarding risk settings, please contact Trading Operations at TradingOperations@MIAXEquities.com or (609) 897-7302.
Regulatory inquiries should be directed to Regulatory@MIAXEquities.com or (609) 897-7309.