All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2024-20
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend the fees for Purge Ports.
April 15, 2024
SR-MIAX-2024-22
Effective / Approved
Amend the MIAX Fee Schedule to amend the fees for Purge Ports.
April 15, 2024
SR-EMERALD-2024-14
Effective / Approved
Amend the Fee Schedule to amend the fees for Purge Ports.
April 15, 2024
SR-MIAX-2024-21
Effective / Approved
Amend Rule 313, Other Restrictions on Options Transactions and Exercises and Rule 700, Exercise of Option Contracts, to adopt additional clarifying rule text.
April 12, 2024
MGEX-DCO-24-08
Effective / Approved
Rule Certification Submission Pursuant to Regulation 40.6(a); Parent Guarantee, Committees
April 11, 2024
SR-PEARL-2024-19
Effective / Approved
Amend MIAX Pearl Options Rule 531, Reports and Market Data Products, to make minor non-substantive edits.
April 09, 2024
SR-MIAX-2024-20
Effective / Approved
Amend the Fee Schedule to amend the fees and rebates for QCC and cQCC orders.
April 08, 2024
SR-EMERALD-2024-13
Effective / Approved
Amend Rule 531, Reports, Market Data Products and Services, to adjust the timeframe for the Liquidity Taker Event Report, Complex Orders.
April 05, 2024