U.S. Equities

Retirement of the FINRA Rule 10000 Series (Code of Arbitration Procedure) that governs arbitration and mediation claims filed prior to April 16, 2007

Approval to Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations

Termination of Waiver Period for Market Data Fees and Establishment of Fee Amounts

Market Wide Circuit Breaker Testing and Member Designation Standards

SEC Rule Amendment Requiring Certain Firms to Become FINRA Members

Amendment to Rule 1308, Supervision of Accounts, to Extend the Temporary Remote Inspection Relief Through June 30, 2024, for Members to Complete Their Branch Office Inspections

Updated Implementation Dates for Changes to Certain Risk Controls on MIAX Pearl Equities

Changes to Certain Risk Controls on MIAX Pearl Equities