MIAX Pearl Equities™ Regulatory Circulars


Filter By:


December 15, 2023

MIAX Pearl Equities RC-2023-17

Business Continuity and Disaster Recovery Plans Testing and Member Designation Standards

October 31, 2023

MIAX Pearl Equities RC-2023-16

FINRA Proposal to Amend the Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations

September 29, 2023

MIAX Pearl Equities RC-2023-15

FINRA Notice of Approval To Amend the Codes of Arbitration Procedure Governing the Arbitrator List-Selection Process and Procedural Rules

September 08, 2023

MIAX Pearl Equities RC-2023-14

New Optional Functionality to Cancel Limit Orders not Establishing a New NBB or NBO

August 22, 2023

MIAX Pearl Equities RC-2023-13

Market Wide Circuit Breaker Testing
Member Designation Standards

June 26, 2023

MIAX Pearl Equities RC-2023-12

Market Wide Circuit Breaker Testing
Member Designation Standards

June 22, 2023

MIAX Pearl Equities RC-2023-11

MIAX Pearl Equities Announces New Risk Controls and Enhancements to the Route to Primary Auction (“PAC”) Routing Option

April 20, 2023

MIAX Pearl Equities RC-2023-10

Amendment of Exchange Rule 2622 to Establish Common Procedures for Halting and Resuming Trading in Equity Securities